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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.03B
AUM Growth
-$286M
Cap. Flow
-$289M
Cap. Flow %
-28.11%
Top 10 Hldgs %
19.22%
Holding
730
New
111
Increased
300
Reduced
203
Closed
74

Top Buys

Rank Stock Value
1
PGH
Pengrowth Energy Corporation
PGH
+$10.9M
2
UNG icon
United States Natural Gas Fund
UNG
+$7.78M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.38M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$6.51M
5
ERF
Enerplus Corporation
ERF
+$6.09M

Top Sells

Rank Stock Value
1
RDOG icon
ALPS REIT Dividend Dogs ETF
RDOG
+$3.46M
2
APU
AmeriGas Partners, L.P.
APU
+$2.32M
3
HR icon
Healthcare Realty
HR
+$2.29M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$2.23M
5
HCT
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
+$1.86M

Sector Composition

Rank Sector Weight
1 Energy 6.18%
2 Financials 4.97%
3 Industrials 4.9%
4 Technology 4.78%
5 Healthcare 4.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
376
Xcel Energy
XEL
$50.4B
$488K 0.05%
13,563
+1,888
+16% +$63.4K
SBR
377
Sabine Royalty Trust
SBR
$1.08B
$478K 0.05%
13,251
+486
+4% +$22.9K
CXW icon
378
CoreCivic
CXW
$3.12B
$474K 0.05%
+13,063
New +$470K
IWC icon
379
iShares Micro-Cap ETF
IWC
$1.44B
$474K 0.05%
6,169
-2,934
-32% -$213K
ACG
380
DELISTED
AllianceBernstein Income Fund Inc
ACG
$469K 0.05%
62,873
-5,416
-8% -$40.8K
IFGL icon
381
iShares International Developed Real Estate ETF
IFGL
$80.9M
$466K 0.05%
15,446
+3,532
+30% +$107K
TSLA icon
382
Tesla
TSLA
$1.21T
$459K 0.04%
30,930
-3,930
-11% -$61.4K
VDE icon
383
Vanguard Energy ETF
VDE
$10.1B
$458K 0.04%
4,093
-2,506
-38% -$299K
DUC
384
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$454K 0.04%
46,483
+3,580
+8% +$35.2K
GOVI icon
385
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$453K 0.04%
+13,747
New +$444K
TDIV icon
386
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$453K 0.04%
+16,385
New +$446K
CSX icon
387
CSX Corp
CSX
$97.9B
$452K 0.04%
37,260
-1,548
-4% -$18.1K
FYT icon
388
First Trust Small Cap Value AlphaDEX Fund
FYT
$186M
$448K 0.04%
+13,593
New +$426K
ED icon
389
Consolidated Edison
ED
$41.4B
$441K 0.04%
6,696
+758
+13% +$47.5K
EMR icon
390
Emerson Electric
EMR
$80.4B
$441K 0.04%
7,183
+153
+2% +$9.58K
GSK icon
391
GSK
GSK
$101B
$434K 0.04%
8,134
+3,400
+72% +$190K
XLB icon
392
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
$432K 0.04%
17,858
-1,324
-7% -$32K
HTGC icon
393
Hercules Capital
HTGC
$2.92B
$431K 0.04%
29,112
+1,847
+7% +$27.9K
FFC
394
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
$428K 0.04%
22,409
+750
+3% +$15.1K
EEMV icon
395
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.48B
$424K 0.04%
7,460
-562
-7% -$32.9K
KRG icon
396
Kite Realty
KRG
$5.87B
$424K 0.04%
14,772
-18,686
-56% -$494K
UPS icon
397
United Parcel Service
UPS
$97.1B
$424K 0.04%
3,822
+141
+4% +$14.9K
WPC icon
398
W.P. Carey
WPC
$16.7B
$423K 0.04%
6,158
+1,545
+33% +$102K
RDS.A
399
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$423K 0.04%
6,359
+346
+6% +$23.9K
PSX icon
400
Phillips 66
PSX
$84.3B
$415K 0.04%
5,743
-114
-2% -$8.41K
14 15
16
17 18

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Cetera Advisors held 730 positions worth $1.03B, down 22% from $1.31B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors withdrew a net $289M in Q4 2014, closing 74 positions and reducing 203 holdings. Its most notable exit was ALPS REIT Dividend Dogs ETF, an estimated $3.46M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, up from 4.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Pengrowth Energy Corporation worth $9.17M.

  • Cetera Advisors's largest Q4 2014 buy was Pengrowth Energy Corporation: 2,945,247 shares worth $9.17M.
  • Cetera Advisors added most to Vanguard Real Estate ETF in Q4 2014, an estimated $7.38M increase.
  • Cetera Advisors's biggest Q4 2014 reduction was AmeriGas Partners, L.P., cutting an estimated $2.32M.
  • Cetera Advisors fully exited ALPS REIT Dividend Dogs ETF in Q4 2014, selling an estimated $3.46M.
  • Cetera Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q4 2014.
  • Cetera Advisors opened 111 new positions and closed 74 in Q4 2014.
  • Cetera Advisors's portfolio value fell 22% quarter-over-quarter to $1.03B.

Based on Cetera Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.