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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$183M 3.56%
2,484,706
+649,943
+35% +$49.5M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$182M 3.55%
424,832
+114,122
+37% +$50.3M
AAPL icon
3
Apple
AAPL
$4.76T
$176M 3.42%
1,242,437
+134,161
+12% +$19.8M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$887B
$172M 3.35%
399,189
+57,904
+17% +$25.7M
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$125B
$104M 2.03%
1,520,196
+413,128
+37% +$29.2M
VGK icon
6
Vanguard FTSE Europe ETF
VGK
$30.2B
$101M 1.96%
1,536,821
+473,890
+45% +$32.5M
AMZN icon
7
Amazon
AMZN
$2.61T
$65.2M 1.27%
396,660
+56,880
+17% +$9.81M
MSFT icon
8
Microsoft
MSFT
$2.89T
$64.1M 1.25%
227,355
+38,418
+20% +$11.2M
QQQ icon
9
Invesco QQQ Trust
QQQ
$470B
$63.7M 1.24%
178,062
+15,256
+9% +$5.62M
TSLA icon
10
Tesla
TSLA
$1.41T
$63M 1.23%
243,813
+185,403
+317% +$43.6M
GSLC icon
11
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$62.9M 1.22%
731,075
+65,090
+10% +$5.78M
TIP icon
12
iShares TIPS Bond ETF
TIP
$14.5B
$58.4M 1.14%
457,316
+185,792
+68% +$24M
AGG icon
13
iShares Core US Aggregate Bond ETF
AGG
$138B
$48M 0.94%
418,439
+166,867
+66% +$19.3M
IWM icon
14
iShares Russell 2000 ETF
IWM
$81.7B
$45M 0.88%
205,837
+31,086
+18% +$6.89M
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$110B
$44.8M 0.87%
409,858
+41,611
+11% +$4.58M
BND icon
16
Vanguard Total Bond Market
BND
$158B
$43.1M 0.84%
504,289
+67,575
+15% +$5.83M
FJAN icon
17
FT Vest US Equity Buffer ETF January
FJAN
$1.42B
$38.9M 0.76%
1,178,614
+200,957
+21% +$6.66M
HD icon
18
Home Depot
HD
$332B
$35.7M 0.69%
108,688
+24,201
+29% +$7.95M
RSP icon
19
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
$35.2M 0.68%
234,677
+41,144
+21% +$6.3M
FTCS icon
20
First Trust Capital Strength ETF
FTCS
$7.77B
$34.9M 0.68%
466,217
+64,999
+16% +$5.07M
VOO icon
21
Vanguard S&P 500 ETF
VOO
$981B
$34.1M 0.66%
86,342
+17,119
+25% +$6.95M
IGSB icon
22
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$34M 0.66%
622,572
+68,944
+12% +$3.78M
JPM icon
23
JPMorgan Chase
JPM
$922B
$33M 0.64%
201,302
+31,322
+18% +$4.91M
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$4.23T
$32.6M 0.64%
244,000
+28,240
+13% +$3.84M
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.05T
$31.6M 0.61%
115,607
+20,112
+21% +$5.65M
1
2 3 4 5

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.