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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$46.1M 3.54%
410,470
+16,200
+4% +$1.82M
RSP icon
2
Invesco S&P 500 Equal Weight ETF
RSP
$95.8B
$38M 2.92%
454,885
+9,958
+2% +$829K
USMV icon
3
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$32.8M 2.51%
721,865
+90,406
+14% +$4.18M
IWF icon
4
iShares Russell 1000 Growth ETF
IWF
$125B
$31.2M 2.39%
1,198,280
-76,624
-6% -$1.99M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$885B
$29.4M 2.25%
134,995
+21,872
+19% +$4.76M
AAPL icon
6
Apple
AAPL
$4.77T
$26.4M 2.02%
932,340
+45,704
+5% +$1.21M
BND icon
7
Vanguard Total Bond Market
BND
$158B
$21.9M 1.68%
260,234
+7,308
+3% +$615K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$786B
$21.7M 1.67%
100,359
-17,683
-15% -$3.82M
QQQ icon
9
Invesco QQQ Trust
QQQ
$469B
$21.2M 1.62%
178,061
+14,014
+9% +$1.62M
DVY icon
10
iShares Select Dividend ETF
DVY
$23.8B
$17.9M 1.38%
209,387
-2,850
-1% -$246K
IWD icon
11
iShares Russell 1000 Value ETF
IWD
$81.8B
$17.8M 1.36%
168,389
-7,450
-4% -$786K
EFAV icon
12
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$15.8M 1.21%
233,903
+54,328
+30% +$3.66M
XOM icon
13
ExxonMobil
XOM
$636B
$13.6M 1.04%
155,523
-510
-0.3% -$45.2K
IEFA icon
14
iShares Core MSCI EAFE ETF
IEFA
$188B
$13.2M 1.01%
239,291
+8,085
+3% +$436K
EFA icon
15
iShares MSCI EAFE ETF
EFA
$77.2B
$12.2M 0.94%
206,918
-54,170
-21% -$3.14M
TLT icon
16
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
$11.7M 0.9%
85,407
-2,333
-3% -$324K
FSK icon
17
FS KKR Capital
FSK
$3.04B
$11.5M 0.88%
304,056
-70,162
-19% -$2.66M
IJH icon
18
iShares Core S&P Mid-Cap ETF
IJH
$123B
$11M 0.85%
356,935
+224,200
+169% +$6.93M
T icon
19
AT&T
T
$159B
$10.7M 0.82%
349,605
-11,617
-3% -$367K
IWO icon
20
iShares Russell 2000 Growth ETF
IWO
$14.8B
$10.5M 0.81%
70,586
-5,561
-7% -$810K
VNQ icon
21
Vanguard Real Estate ETF
VNQ
$39.3B
$10.2M 0.78%
117,882
+17,693
+18% +$1.58M
SHY icon
22
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$9.71M 0.74%
114,338
-2,263
-2% -$193K
HDV
23
iShares Core High Dividend ETF
HDV
$14.3B
$9.42M 0.72%
579,715
+10,535
+2% +$173K
IEF icon
24
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$9.36M 0.72%
83,586
-28,140
-25% -$3.15M
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$13.3B
$8.88M 0.68%
224,304
+21,306
+10% +$850K
1
2 3 4 5

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.