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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
CALL
Apple
AAPL
$4.77T
$352M 26.83%
47,600
– –
DTV
2
CALL
DELISTED
DIRECTV COM STK (DE)
DTV
$28.3M 2.16%
+5,500
New +$473K
RSP icon
3
Invesco S&P 500 Equal Weight ETF
RSP
$95.9B
$25.7M 1.95%
338,531
+25,807
+8% +$1.98M
AAPL icon
4
Apple
AAPL
$4.77T
$20.2M 1.54%
800,192
+23,588
+3% +$579K
IWF icon
5
iShares Russell 1000 Growth ETF
IWF
$126B
$19.3M 1.47%
844,500
+43,660
+5% +$1M
DVY icon
6
iShares Select Dividend ETF
DVY
$23.8B
$19.2M 1.46%
259,499
+4,972
+2% +$375K
VER
7
DELISTED
VEREIT, Inc.
VER
$18.4M 1.4%
305,485
+31,863
+12% +$2.05M
FSK icon
8
FS KKR Capital
FSK
$3.04B
$17.7M 1.35%
410,273
+20,181
+5% +$847K
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$789B
$16.8M 1.28%
85,248
-19,092
-18% -$3.77M
AIG.WS
10
CALL
DELISTED
American International Group, Inc.
AIG.WS
$15.3M 1.17%
+2,000
New +$50.6K
IVV icon
11
iShares Core S&P 500 ETF
IVV
$889B
$15.1M 1.15%
75,761
+20,747
+38% +$4.13M
RAS
12
DELISTED
RAIT Financial Trust
RAS
$14M 1.06%
1,883,914
+25,913
+1% +$205K
XOM icon
13
ExxonMobil
XOM
$638B
$13.6M 1.04%
145,130
+20,271
+16% +$2.02M
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$81.8B
$13M 0.99%
129,486
+14,069
+12% +$1.42M
FTA icon
15
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.36B
$12.6M 0.96%
296,832
+13,529
+5% +$587K
HDV
16
iShares Core High Dividend ETF
HDV
$14.3B
$10.5M 0.8%
696,580
+13,475
+2% +$203K
EFA icon
17
iShares MSCI EAFE ETF
EFA
$77.2B
$10.2M 0.78%
159,219
+11,840
+8% +$790K
IWO icon
18
iShares Russell 2000 Growth ETF
IWO
$14.8B
$9.09M 0.69%
70,117
-3,331
-5% -$446K
MT icon
19
ArcelorMittal
MT
$50.3B
$7.8M 0.59%
249,929
-2,191
-0.9% -$72.8K
IUSG icon
20
iShares Core S&P US Growth ETF
IUSG
$32B
$7.78M 0.59%
208,358
+14,590
+8% +$546K
CVX icon
21
Chevron
CVX
$383B
$7.24M 0.55%
60,556
+5,064
+9% +$646K
PG icon
22
Procter & Gamble
PG
$350B
$7.09M 0.54%
84,713
+11,840
+16% +$970K
IEFA icon
23
iShares Core MSCI EAFE ETF
IEFA
$188B
$7.01M 0.53%
120,435
+47,472
+65% +$2.88M
GE icon
24
GE Aerospace
GE
$357B
$6.78M 0.52%
55,223
+6,845
+14% +$853K
LINE
25
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$6.71M 0.51%
222,146
+4,291
+2% +$134K
1
2 3 4 5

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.