Cavalier Investments’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Cavalier Investments’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,212	Closed	-$248K	–	153
2017 Q3	$248K	Buy	4,212 +528	+14%	+$29.4K	0.12%	128
2017 Q2	$200K	Hold	3,684	–	–	0.11%	142
2017 Q1	$200K	Buy	+3,684	New	+$200K	0.11%	145

Other funds holding FYX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HAFS

Hapanowicz & Associates Financial Services Pittsburgh, Pennsylvania $251M AUM 17.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Cavalier Investments's FYX Position: Q4 2017 in Review

Cavalier Investments sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q4 2017, closing a stake of 4,212 shares — an estimated $248K sold.

Cavalier Investments first reported a position in FYX in Q1 2017 and held it in 3 quarters. The position peaked at $248K in Q3 2017. 85 funds tracked by Wall St. Rank hold FYX as of Q4 2017.

Cavalier Investments reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
Cavalier Investments sold 4,212 First Trust Small Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $248K.
Cavalier Investments first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q1 2017 and held it in 3 quarters.
Cavalier Investments's First Trust Small Cap Core AlphaDEX Fund position peaked at $248K in Q3 2017.
85 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q4 2017.

Based on Cavalier Investments's 13F filing for Q4 2017, filed 13 Feb 2018.