Catalyst Capital Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Catalyst Capital Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-112	Closed	-$15K	–	544
2014 Q4	$15K	Buy	112 +94	+522%	+$12.7K	﹤0.01%	410
2014 Q3	$3K	Buy	+18	New	+$2.6K	﹤0.01%	393

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Catalyst Capital Advisors's CEM Position: Q1 2015 in Review

Catalyst Capital Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2015, closing a stake of 112 shares — an estimated $15K sold.

Catalyst Capital Advisors first reported a position in CEM in Q3 2014 and held it in 2 quarters. The position peaked at $15K in Q4 2014. 80 funds tracked by Wall St. Rank hold CEM as of Q1 2015.

Catalyst Capital Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2015 after selling out during the quarter.
Catalyst Capital Advisors sold 112 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2015, an estimated $15K.
Catalyst Capital Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2014 and held it in 2 quarters.
Catalyst Capital Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $15K in Q4 2014.
80 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2015.

Based on Catalyst Capital Advisors's 13F filing for Q1 2015, filed 15 May 2015.