Carnick & Kubik’s Invesco Preferred ETF PGX Stock Holding History

Carnick & Kubik’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$69K	Buy	+4,650	New	+$68.5K	0.02%	615
2015 Q4	–	Sell	-5,525	Closed	-$80.6K	–	256
2015 Q3	$80.6K	Buy	+5,525	New	+$80.8K	0.06%	183
2014 Q4	–	Sell	-11,050	Closed	-$160K	–	124
2014 Q3	$160K	Sell	11,050 -2,875	-21%	-$41.7K	0.15%	115
2014 Q2	$204K	Sell	13,925 -600	-4%	-$8.66K	0.2%	102
2014 Q1	$207K	Sell	14,525 -1,200	-8%	-$16.8K	0.2%	117
2013 Q4	$211K	Buy	+15,725	New	+$214K	0.19%	111
2013 Q3	–	Sell	-56,325	Closed	-$804K	–	96
2013 Q2	$804K	Buy	+56,325	New	+$830K	0.99%	41

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Carnick & Kubik's PGX Position: Q1 2016 in Review

Carnick & Kubik opened a new position in Invesco Preferred ETF (PGX) in Q1 2016: 4,650 shares worth $69K. The stake represents 0.02% of the portfolio and ranks #615 among its holdings. This is a return to the name: Carnick & Kubik previously reported a position in PGX as recently as Q3 2015.

Carnick & Kubik first reported a position in PGX in Q2 2013 and has held it in 7 quarters since. The position peaked at $804K in Q2 2013. 203 funds tracked by Wall St. Rank hold PGX as of Q1 2016.

Carnick & Kubik held 4,650 shares of Invesco Preferred ETF worth $69K as of Q1 2016.
Invesco Preferred ETF was a new Carnick & Kubik position in Q1 2016.
Invesco Preferred ETF made up 0.02% of Carnick & Kubik's portfolio in Q1 2016, its #615 holding.
Carnick & Kubik first reported a position in Invesco Preferred ETF in Q2 2013 and has held it in 7 quarters since.
Carnick & Kubik's Invesco Preferred ETF position peaked at $804K in Q2 2013.
203 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q1 2016.

Based on Carnick & Kubik's 13F filing for Q1 2016, filed 12 May 2016.