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Cape Investment Advisory Portfolio holdings

AUM $301M
1-Year Est. Return 15.49%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+15.49%
3 Year Est. Return
+54.32%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCRB icon
201
Vanguard Core Bond ETF
VCRB
$7.18B
$244K 0.08%
3,152
-467
-13% -$36.4K
QQXL
202
ProShares Ultra QQQ Top 30
QQXL
$5.22M
$242K 0.08%
6,605
-297
-4% -$12.3K
EQIX icon
203
Equinix
EQIX
$102B
$240K 0.08%
245
-12
-5% -$10.7K
BLK icon
204
Blackrock
BLK
$162B
$240K 0.08%
249
-22
-8% -$23.1K
AMGN icon
205
Amgen
AMGN
$199B
$237K 0.08%
673
-22
-3% -$7.84K
ETR icon
206
Entergy
ETR
$54B
$235K 0.08%
2,092
-57
-3% -$5.73K
VPU
207
Vanguard Utilities ETF
VPU
$8.82B
$234K 0.08%
1,181
+55
+5% +$10.7K
ULST icon
208
State Street Ultra Short Term Bond ETF
ULST
$526M
$229K 0.08%
5,653
+16
+0.3% +$649
AMT icon
209
American Tower
AMT
$76.6B
$227K 0.08%
1,317
-16
-1% -$2.88K
WEC icon
210
WEC Energy
WEC
$37.3B
$224K 0.07%
1,938
+65
+3% +$7.3K
MUB icon
211
iShares National Muni Bond ETF
MUB
$45B
$224K 0.07%
2,110
-284
-12% -$30.5K
PDEC icon
212
Innovator US Equity Power Buffer ETF December
PDEC
$975M
$221K 0.07%
5,200
– –
EQT icon
213
EQT Corp
EQT
$33.5B
$220K 0.07%
3,457
+493
+17% +$28.9K
IAU icon
214
iShares Gold Trust
IAU
$62.8B
$216K 0.07%
2,455
-1,986
-45% -$182K
PPA icon
215
Invesco Aerospace & Defense ETF
PPA
$8.2B
$210K 0.07%
1,268
+223
+21% +$39K
PYLD icon
216
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$210K 0.07%
8,005
-611
-7% -$16.3K
AXP icon
217
American Express
AXP
$233B
$209K 0.07%
692
+80
+13% +$26.8K
ATI icon
218
ATI
ATI
$26.9B
$209K 0.07%
1,438
– –
FDCF icon
219
Fidelity Disruptive Communications ETF
FDCF
$96M
$203K 0.07%
4,719
+45
+1% +$2.07K
KHC icon
220
Kraft Heinz
KHC
$29.9B
$203K 0.07%
9,017
-6,885
-43% -$162K
ECVT icon
221
Ecovyst
ECVT
$1.41B
$190K 0.06%
14,800
-200
-1% -$2.26K
CTEV
222
Claritev Corp
CTEV
$394M
$167K 0.06%
+10,225
New +$229K
DSU icon
223
BlackRock Debt Strategies Fund
DSU
$593M
$135K 0.04%
14,070
+660
+5% +$6.59K
EVV
224
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$115K 0.04%
12,186
-815
-6% -$7.95K
BDJ icon
225
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.69B
$89.6K 0.03%
10,393
+1,100
+12% +$10.3K
7 8
9
10 11

Similar funds

GCC
Game Creek Capital Boston, Massachusetts $301M AUM 48.93% 1-Year Est. Return
UBG
United Bank (Georgia) Zebulon, Georgia $301M AUM 19.61% 1-Year Est. Return
VIM
Vista Investment Management Pittsburgh, Pennsylvania $301M AUM 17.29% 1-Year Est. Return
ACM
Absolute Capital Management Pittsburgh, Pennsylvania $301M AUM 21.67% 1-Year Est. Return
UWM
USAdvisors Wealth Management Eden Prairie, Minnesota $301M AUM 15.03% 1-Year Est. Return
M2MC
Matthew 25 Management Corp Ambler, Pennsylvania $301M AUM 35.04% 1-Year Est. Return
CIM
Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return
FPCG
Forum Private Client Group Fishers, Indiana $300M AUM 12.15% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.