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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
151
BP
BP
$107B
$163K 0.09%
4,199
-450
-10% -$16.7K
TFLO icon
152
iShares Treasury Floating Rate Bond ETF
TFLO
$6.64B
$163K 0.09%
+3,203
New +$162K
GE icon
153
GE Aerospace
GE
$384B
$162K 0.09%
1,842
-249
-12% -$22.4K
VAW icon
154
Vanguard Materials ETF
VAW
$3.13B
$162K 0.09%
939
+654
+229% +$118K
HON icon
155
Honeywell
HON
$78B
$160K 0.09%
919
-132
-13% -$24.2K
VFH icon
156
Vanguard Financials ETF
VFH
$13.6B
$157K 0.09%
1,949
+1,855
+1,973% +$155K
LII icon
157
Lennox International
LII
$15.2B
$155K 0.09%
415
-87
-17% -$31.4K
XSEP icon
158
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$136M
$155K 0.09%
4,558
+1,725
+61% +$58.9K
VPU
159
Vanguard Utilities ETF
VPU
$8.36B
$154K 0.09%
1,209
+830
+219% +$116K
RTX icon
160
RTX Corp
RTX
$301B
$154K 0.09%
2,142
-373
-15% -$31.9K
SRC
161
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$154K 0.09%
4,593
+570
+14% +$22K
VB icon
162
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$153K 0.09%
811
+115
+17% +$22.9K
EFG icon
163
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$153K 0.09%
1,773
-320
-15% -$29.5K
VOO icon
164
Vanguard S&P 500 ETF
VOO
$1.01T
$153K 0.09%
389
+18
+5% +$7.36K
VIS icon
165
Vanguard Industrials ETF
VIS
$8.39B
$151K 0.09%
773
+572
+285% +$117K
FVD icon
166
First Trust Value Line Dividend Fund
FVD
$8.41B
$149K 0.08%
3,985
– –
CAT icon
167
Caterpillar
CAT
$387B
$149K 0.08%
546
+1
+0.2% +$271
PAPR icon
168
Innovator US Equity Power Buffer ETF April
PAPR
$961M
$149K 0.08%
4,865
-125
-3% -$3.88K
CMI icon
169
Cummins
CMI
$88.7B
$148K 0.08%
650
– –
LIT icon
170
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$148K 0.08%
2,692
-55
-2% -$3.36K
QQQM icon
171
Invesco NASDAQ 100 ETF
QQQM
$102B
$147K 0.08%
995
+61
+7% +$9.31K
PRF icon
172
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$146K 0.08%
4,575
– –
SPDW icon
173
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$145K 0.08%
4,686
-350
-7% -$11.3K
STLD icon
174
Steel Dynamics
STLD
$37.6B
$145K 0.08%
1,355
– –
VBK icon
175
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$142K 0.08%
664
– –
5 6
7
8 9

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.