We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAGG icon
126
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$167K 0.16%
3,484
– –
VPU
127
Vanguard Utilities ETF
VPU
$8.44B
$157K 0.15%
831
-388
-32% -$71.1K
PPA icon
128
Invesco Aerospace & Defense ETF
PPA
$8.7B
$156K 0.15%
1,005
+225
+29% +$33.1K
SCHA icon
129
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$147K 0.14%
5,275
-49,871
-90% -$1.33M
NVIR
130
Horizon Kinetics Energy and Remediation ETF
NVIR
$4.88M
$147K 0.14%
4,576
+474
+12% +$14.6K
JNJ icon
131
Johnson & Johnson
JNJ
$625B
$146K 0.14%
789
-2,055
-72% -$352K
SPYG icon
132
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$146K 0.14%
1,398
-1,799
-56% -$179K
NULV icon
133
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
$136K 0.13%
3,097
– –
SCHO icon
134
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$131K 0.13%
5,367
-1,401
-21% -$34.1K
TXN icon
135
Texas Instruments
TXN
$261B
$130K 0.13%
709
+23
+3% +$4.5K
NULG icon
136
Nuveen ESG Large-Cap Growth ETF
NULG
$2.77B
$130K 0.13%
1,306
– –
ES icon
137
Eversource Energy
ES
$27.2B
$130K 0.13%
1,821
+41
+2% +$2.69K
ALLE icon
138
Allegion
ALLE
$14.4B
$129K 0.13%
726
+15
+2% +$2.48K
STIP icon
139
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$128K 0.13%
1,236
+332
+37% +$34.2K
BSV icon
140
Vanguard Short-Term Bond ETF
BSV
$45.6B
$127K 0.13%
1,615
-1,030
-39% -$81K
TT icon
141
Trane Technologies
TT
$106B
$126K 0.12%
298
+9
+3% +$3.85K
EIX icon
142
Edison International
EIX
$26.4B
$124K 0.12%
2,244
-404
-15% -$21.8K
SCHD icon
143
Schwab US Dividend Equity ETF
SCHD
$106B
$121K 0.12%
4,448
-167,829
-97% -$4.58M
GOVT icon
144
iShares US Treasury Bond ETF
GOVT
$43.8B
$119K 0.12%
5,137
-307
-6% -$7.04K
ITA icon
145
iShares US Aerospace & Defense ETF
ITA
$15B
$118K 0.12%
+562
New +$111K
VMBS icon
146
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$117K 0.12%
2,498
+169
+7% +$7.85K
ORCL icon
147
Oracle
ORCL
$423B
$114K 0.11%
407
-451
-53% -$115K
IJR icon
148
iShares Core S&P Small-Cap ETF
IJR
$112B
$114K 0.11%
963
-512
-35% -$58.9K
MDYV icon
149
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$114K 0.11%
1,365
-10,899
-89% -$898K
AVGO icon
150
Broadcom
AVGO
$2.04T
$113K 0.11%
344
-820
-70% -$252K
4 5
6
7 8

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.