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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
101
Enbridge
ENB
$112B
$285K 0.16%
8,599
+1,074
+14% +$38.1K
PSTP icon
102
Innovator Power Buffer Step-Up Strategy ETF
PSTP
$133M
$277K 0.16%
+10,404
New +$283K
PFE icon
103
Pfizer
PFE
$153B
$270K 0.15%
8,144
+4,124
+103% +$146K
WFC icon
104
Wells Fargo
WFC
$264B
$267K 0.15%
6,527
+679
+12% +$29.3K
IMCV icon
105
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$260K 0.15%
4,291
-1
-0% -$64
NEE icon
106
NextEra Energy
NEE
$177B
$259K 0.15%
4,515
+19
+0.4% +$1.31K
SPYM
107
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$257K 0.15%
5,109
-360
-7% -$18.8K
DFUS
108
Dimensional US Equity ETF
DFUS
$21.6B
$249K 0.14%
5,353
+700
+15% +$33.9K
NVDA icon
109
NVIDIA
NVDA
$5.42T
$247K 0.14%
5,690
+350
+7% +$15.7K
VIG icon
110
Vanguard Dividend Appreciation ETF
VIG
$114B
$247K 0.14%
1,587
+74
+5% +$12K
EIX icon
111
Edison International
EIX
$26.4B
$246K 0.14%
3,885
+409
+12% +$28.5K
MCD icon
112
McDonald's
MCD
$195B
$241K 0.14%
916
-162
-15% -$46.2K
PM icon
113
Philip Morris
PM
$295B
$239K 0.14%
2,586
+490
+23% +$47.2K
PMAR icon
114
Innovator US Equity Power Buffer ETF March
PMAR
$769M
$238K 0.13%
7,100
-400
-5% -$13.6K
K
115
DELISTED
Kellanova
K
$238K 0.13%
4,251
-242
-5% -$14.4K
BSCN
116
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$232K 0.13%
10,918
– –
GSK icon
117
GSK
GSK
$106B
$231K 0.13%
6,378
+5,280
+481% +$187K
ABBV icon
118
AbbVie
ABBV
$435B
$228K 0.13%
1,532
-88
-5% -$12.9K
PJAN icon
119
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$223K 0.13%
6,400
– –
IEF icon
120
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$222K 0.13%
2,425
-826
-25% -$77.9K
MDT icon
121
Medtronic
MDT
$112B
$222K 0.13%
2,828
+574
+25% +$48.1K
PARA
122
DELISTED
Paramount Global Class B
PARA
$221K 0.13%
17,125
-3,141
-15% -$46.5K
IMO icon
123
Imperial Oil
IMO
$60.4B
$218K 0.12%
3,535
-1,260
-26% -$69K
QUAL icon
124
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$218K 0.12%
1,651
-354
-18% -$48.3K
OUNZ icon
125
VanEck Merk Gold Trust
OUNZ
$2.69B
$217K 0.12%
12,103
+2
+0% +$37
3 4
5
6 7

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.