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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXX icon
1051
iShares Semiconductor ETF
SOXX
$45.4B
– –
-96
Closed -$28.9K
SPAB icon
1052
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
– –
-1,612
Closed -$41.5K
SPCE icon
1053
Virgin Galactic
SPCE
$398M
– –
-2,325
Closed -$7.46K
SPEM icon
1054
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-731
Closed -$34.2K
SPEU icon
1055
State Street SPDR Portfolio Europe ETF
SPEU
$743M
– –
-302
Closed -$15.7K
SPG icon
1056
Simon Property Group
SPG
$71.2B
– –
-127
Closed -$23.5K
SPHB icon
1057
Invesco S&P 500 High Beta ETF
SPHB
$931M
– –
-318
Closed -$37.2K
SPHY icon
1058
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
– –
-3,336
Closed -$79K
SPIP icon
1059
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
– –
-251
Closed -$6.51K
SPIB icon
1060
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-4,742
Closed -$160K
SPLV icon
1061
Invesco S&P 500 Low Volatility ETF
SPLV
$7.16B
– –
-161
Closed -$11.5K
SPMB icon
1062
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.04B
– –
-2
Closed -$50
SPMD icon
1063
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
– –
-1,232
Closed -$71.3K
SPOT icon
1064
Spotify
SPOT
$106B
– –
-2
Closed -$1.16K
SPSM icon
1065
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
– –
-2,964
Closed -$139K
SPTI icon
1066
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
– –
-3,564
Closed -$103K
SPTL icon
1067
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-505
Closed -$13.4K
SPYD icon
1068
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
– –
-245
Closed -$10.6K
SQM icon
1069
Sociedad Química y Minera de Chile
SQM
$20.8B
– –
-9
Closed -$619
SRE icon
1070
Sempra
SRE
$55.4B
– –
-167
Closed -$14.7K
SRLN icon
1071
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
– –
-727
Closed -$30K
SSNC icon
1072
SS&C Technologies
SSNC
$18.7B
– –
-533
Closed -$46.6K
SSO icon
1073
ProShares Ultra S&P500
SSO
$8.42B
– –
-126
Closed -$7.3K
STAG icon
1074
STAG Industrial
STAG
$7.06B
– –
-1,332
Closed -$49.7K
STE icon
1075
Steris
STE
$23B
– –
-26
Closed -$6.59K
41 42
43
44 45

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LWMNY
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CIM
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HPC
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Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.