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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
1026
Sherwin-Williams
SHW
$88.1B
– –
-64
Closed -$20.7K
SHYG icon
1027
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
– –
-637
Closed -$27.3K
SHYL icon
1028
Xtrackers Short Duration High Yield Bond ETF
SHYL
$266M
– –
-927
Closed -$41.7K
SIG icon
1029
Signet Jewelers
SIG
$3.7B
– –
-26
Closed -$2.15K
SIRI icon
1030
SiriusXM
SIRI
$9.68B
– –
-140
Closed -$2.8K
SJNK icon
1031
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-310
Closed -$7.85K
SLB icon
1032
SLB Ltd
SLB
$78.4B
– –
-458
Closed -$17.6K
SLDP icon
1033
Solid Power
SLDP
$525M
– –
-13
Closed -$55
SLV icon
1034
iShares Silver Trust
SLV
$31.8B
– –
-618
Closed -$39.8K
SLVM icon
1035
Sylvamo
SLVM
$1.59B
– –
-258
Closed -$12.4K
SLX icon
1036
VanEck Steel ETF
SLX
$176M
– –
-80
Closed -$6.79K
SLYV icon
1037
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.05B
– –
-48
Closed -$4.37K
SMCI icon
1038
Super Micro Computer
SMCI
$20.5B
– –
-3
Closed -$88
SMFG icon
1039
Sumitomo Mitsui Financial
SMFG
$160B
– –
-3,120
Closed -$60.3K
SMH icon
1040
VanEck Semiconductor ETF
SMH
$70.8B
– –
-337
Closed -$121K
SMTC icon
1041
Semtech
SMTC
$12.5B
– –
-18
Closed -$1.33K
SNAP icon
1042
Snap
SNAP
$9.03B
– –
-100
Closed -$807
SNDL icon
1043
Sundial Growers
SNDL
$318M
– –
-92
Closed -$153
SNDX icon
1044
Syndax Pharmaceuticals
SNDX
$1.81B
– –
-4,663
Closed -$98K
SNOW icon
1045
Snowflake
SNOW
$116B
– –
-45
Closed -$9.87K
SNPS icon
1046
Synopsys
SNPS
$79.4B
– –
-14
Closed -$6.58K
SNY icon
1047
Sanofi
SNY
$104B
– –
-2,062
Closed -$99.9K
SOFI icon
1048
SoFi Technologies
SOFI
$23.5B
– –
-20
Closed -$524
SONY icon
1049
Sony
SONY
$140B
– –
-4,558
Closed -$117K
SOUN icon
1050
SoundHound AI
SOUN
$3.25B
– –
-250
Closed -$2.49K
40 41
42
43 44

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HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
DA
DCF Advisers Greenwich, Connecticut $375M AUM 72.65% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.