We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBS icon
1001
Sabesp
SBS
$18.3B
– –
-521
Closed -$2.48K
SCHC icon
1002
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
– –
-535
Closed -$24.4K
SCHK icon
1003
Schwab 1000 Index ETF
SCHK
$5.93B
– –
-100
Closed -$3.28K
SCHO icon
1004
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
– –
-7,844
Closed -$191K
SCHP icon
1005
Schwab US TIPS ETF
SCHP
$16.2B
– –
-2,429
Closed -$64.3K
SCHZ icon
1006
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-3,087
Closed -$72.1K
SCI icon
1007
Service Corp International
SCI
$11.4B
– –
-32
Closed -$2.5K
SCYB icon
1008
Schwab High Yield Bond ETF
SCYB
$2.74B
– –
-81
Closed -$2.14K
SCZ icon
1009
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
– –
-3
Closed -$233
SDIV icon
1010
Global X SuperDividend ETF
SDIV
$1.22B
– –
-4,009
Closed -$96.3K
SE icon
1011
Sea Limited
SE
$70.3B
– –
-12
Closed -$1.53K
SEE
1012
DELISTED
Sealed Air
SEE
– –
-487
Closed -$20.2K
SEIC icon
1013
SEI Investments
SEIC
$12.6B
– –
-29
Closed -$2.38K
SEIM icon
1014
SEI QiM U.S. Large Cap Momentum Active ETF
SEIM
$1.45B
– –
-489
Closed -$22.6K
SEIQ icon
1015
SEI QiM U.S. Large Cap Quality Active ETF
SEIQ
$708M
– –
-285
Closed -$11.1K
SEIV icon
1016
SEI QiM U.S. Large Cap Value Active ETF
SEIV
$1.51B
– –
-520
Closed -$21.6K
SELV icon
1017
SEI QiM U.S. Large Cap Low Volatility Active ETF
SELV
$260M
– –
-1,362
Closed -$44K
SENEA icon
1018
Seneca Foods Class A
SENEA
$1.22B
– –
-110
Closed -$12.2K
SF
1019
Stifel
SF
$12.7B
– –
-71
Closed -$5.88K
SFLR icon
1020
Innovator Equity Managed Floor ETF
SFLR
$2.16B
– –
-301
Closed -$11.1K
SFM icon
1021
Sprouts Farmers Market
SFM
$7.96B
– –
-19
Closed -$1.51K
SGDJ icon
1022
Sprott Junior Gold Miners ETF
SGDJ
$345M
– –
-175
Closed -$14.7K
SGOL icon
1023
abrdn Physical Gold Shares ETF
SGOL
$7.49B
– –
-30
Closed -$1.23K
SHOP icon
1024
Shopify
SHOP
$200B
– –
-297
Closed -$47.8K
SHV icon
1025
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-97
Closed -$10.7K
39 40
41
42 43

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.