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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCV icon
1001
iShares Morningstar Value ETF
ILCV
$1.36B
– –
-1,350
Closed -$113K
IMCB icon
1002
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
– –
-1,786
Closed -$142K
IMCG icon
1003
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
– –
-11,509
Closed -$923K
IMCV icon
1004
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
– –
-4,258
Closed -$324K
INCY icon
1005
Incyte
INCY
$24.7B
– –
-400
Closed -$27.2K
INMD icon
1006
InMode
INMD
$872M
– –
-100
Closed -$1.44K
IPX
1007
IperionX
IPX
$930M
– –
-1,088
Closed -$34.3K
ISCB icon
1008
iShares Morningstar Small-Cap ETF
ISCB
$290M
– –
-300
Closed -$17.5K
ISCG icon
1009
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
– –
-2,925
Closed -$146K
ITW icon
1010
Illinois Tool Works
ITW
$83.9B
– –
-51
Closed -$12.6K
IVOG icon
1011
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
– –
-178
Closed -$20.1K
IVOV icon
1012
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
– –
-226
Closed -$21.6K
IWM icon
1013
iShares Russell 2000 ETF
IWM
$81.5B
– –
-371
Closed -$80.1K
IWY icon
1014
iShares Russell Top 200 Growth ETF
IWY
$16.6B
– –
-77
Closed -$19K
IYH icon
1015
iShares US Healthcare ETF
IYH
$3.76B
– –
-511
Closed -$28.9K
JAZZ icon
1016
Jazz Pharmaceuticals
JAZZ
$16.7B
– –
-2
Closed -$212
JBL icon
1017
Jabil
JBL
$35.9B
– –
-37
Closed -$8.07K
JCI icon
1018
Johnson Controls International
JCI
$92.1B
– –
-10
Closed -$1.06K
JD icon
1019
JD.com
JD
$44.9B
– –
-200
Closed -$6.53K
K
1020
DELISTED
Kellanova
K
– –
-2,670
Closed -$212K
KD icon
1021
Kyndryl
KD
$2.98B
– –
-746
Closed -$31.3K
KJAN icon
1022
Innovator US Small Cap Power Buffer ETF January
KJAN
$327M
– –
-250
Closed -$9.37K
KJUL icon
1023
Innovator US Small Cap Power Buffer ETF July
KJUL
$225M
– –
-200
Closed -$5.84K
KLG
1024
DELISTED
WK Kellogg Co
KLG
– –
-382
Closed -$6.09K
KOCT icon
1025
Innovator US Small Cap Power Buffer ETF October
KOCT
$131M
– –
-18,500
Closed -$564K
39 40
41
42 43

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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
DA
DCF Advisers Greenwich, Connecticut $375M AUM 72.65% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.