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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$325M
AUM Growth
+$223M
Cap. Flow
+$220M
Cap. Flow %
67.72%
Top 10 Hldgs %
35.77%
Holding
1,342
New
496
Increased
527
Reduced
95
Closed
34

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$40.4M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$17.2M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$10.2M
4
SCHJ icon
Schwab 1-5 Year Corporate Bond ETF
SCHJ
+$8.08M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.97M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$421K
2
FISV
Fiserv Inc
FISV
+$235K
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$233K
4
ETR icon
Entergy
ETR
+$184K
5
FBND icon
Fidelity Total Bond ETF
FBND
+$136K

Sector Composition

Rank Sector Weight
1 Technology 9.58%
2 Communication Services 5.21%
3 Financials 4.79%
4 Consumer Discretionary 4.26%
5 Healthcare 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EJUL icon
76
Innovator Emerging Markets Power Buffer ETF July
EJUL
$186M
$849K 0.26%
+28,643
New +$837K
BND icon
77
Vanguard Total Bond Market
BND
$158B
$845K 0.26%
11,413
+450
+4% +$33.5K
WFC icon
78
Wells Fargo
WFC
$264B
$835K 0.26%
8,957
+786
+10% +$68.2K
SPTM icon
79
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
$767K 0.24%
9,302
+1,099
+13% +$89.9K
XOM icon
80
ExxonMobil
XOM
$634B
$758K 0.23%
6,303
+3,072
+95% +$356K
MAS icon
81
Masco
MAS
$15.3B
$757K 0.23%
11,932
+3
+0% +$195
MO icon
82
Altria Group
MO
$114B
$740K 0.23%
12,832
+12,680
+8,342% +$766K
BAC icon
83
Bank of America
BAC
$442B
$738K 0.23%
13,414
+7,044
+111% +$372K
IVW icon
84
iShares S&P 500 Growth ETF
IVW
$77.6B
$736K 0.23%
5,974
+1,020
+21% +$125K
PAUG icon
85
Innovator US Equity Power Buffer ETF August
PAUG
$867M
$709K 0.22%
+16,395
New +$701K
HD icon
86
Home Depot
HD
$355B
$704K 0.22%
2,047
+1,583
+341% +$580K
IEMG icon
87
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$695K 0.21%
10,342
+3,009
+41% +$202K
NGG icon
88
National Grid
NGG
$81.3B
$682K 0.21%
+8,814
New +$663K
SPDW icon
89
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$672K 0.21%
15,124
+15,113
+137,391% +$660K
MBB icon
90
iShares MBS ETF
MBB
$39.1B
$661K 0.2%
6,945
+3,518
+103% +$336K
DFUS
91
Dimensional US Equity ETF
DFUS
$21.6B
$660K 0.2%
8,902
-411
-4% -$30.2K
PM icon
92
Philip Morris
PM
$295B
$657K 0.2%
4,097
+999
+32% +$155K
XLK icon
93
State Street Technology Select Sector SPDR ETF
XLK
$124B
$656K 0.2%
4,560
+1,082
+31% +$156K
KOCT icon
94
Innovator US Small Cap Power Buffer ETF October
KOCT
$136M
$626K 0.19%
+18,600
New +$620K
SCHX icon
95
Schwab US Large- Cap ETF
SCHX
$74.5B
$603K 0.19%
22,412
+22,388
+93,283% +$598K
KMX icon
96
CarMax
KMX
$8.26B
$602K 0.19%
15,588
-381
-2% -$15.2K
DXCM icon
97
DexCom
DXCM
$32B
$596K 0.18%
+8,982
New +$581K
MGK icon
98
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$595K 0.18%
7,210
+7,190
+35,950% +$591K
VUG icon
99
Vanguard Morningstar Growth ETF
VUG
$231B
$590K 0.18%
7,260
+2,820
+64% +$229K
VB icon
100
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$585K 0.18%
2,267
+47
+2% +$12K
2 3
4
5 6

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2025 Portfolio in Review

As of Q4 2025, Cape Investment Advisory held 1,342 positions worth $325M, up 220% from $102M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cape Investment Advisory deployed $220M of net new capital in Q4 2025, opening 496 new positions and adding to 527 existing holdings. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 324,433 shares worth $8.08M.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 17% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was UnitedHealth, an estimated $421K trimmed.

  • Cape Investment Advisory's largest Q4 2025 buy was Schwab 1-5 Year Corporate Bond ETF: 324,433 shares worth $8.08M.
  • Cape Investment Advisory added most to Schwab US Broad Market ETF in Q4 2025, an estimated $40.4M increase.
  • Cape Investment Advisory's biggest Q4 2025 reduction was UnitedHealth, cutting an estimated $421K.
  • Cape Investment Advisory fully exited Hanesbrands in Q4 2025, selling an estimated $24.7K.
  • Cape Investment Advisory's ten largest holdings make up 36% of its $325M portfolio in Q4 2025.
  • Cape Investment Advisory opened 496 new positions and closed 34 in Q4 2025.
  • Cape Investment Advisory's portfolio value rose 220% quarter-over-quarter to $325M.

Based on Cape Investment Advisory's 13F filing for Q4 2025, filed 17 Feb 2026.