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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAK
901
Northern Dynasty Minerals
NAK
$958M
$163 ﹤0.01%
500
– –
CERS icon
902
Cerus
CERS
$474M
$162 ﹤0.01%
100
– –
CHRD icon
903
Chord Energy
CHRD
$7.39B
$162 ﹤0.01%
1
– –
TPIC
904
DELISTED
TPI Composites
TPIC
$162 ﹤0.01%
61
– –
SOFI icon
905
SoFi Technologies
SOFI
$23.7B
$160 ﹤0.01%
20
+10
+100% +$88
WKHS icon
906
Workhorse Group
WKHS
$36.3M
– –
0
– –
AMC icon
907
AMC Entertainment Holdings
AMC
$2.31B
$128 ﹤0.01%
16
+7
+78% +$208
EBND icon
908
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$119 ﹤0.01%
+6
New +$125
BPT
909
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$114 ﹤0.01%
16
– –
ONEQ icon
910
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$104 ﹤0.01%
+2
New +$108
TDAY
911
USA Today Co
TDAY
$1.06B
$96 ﹤0.01%
39
– –
GTX icon
912
Garrett Motion
GTX
$5.57B
$87 ﹤0.01%
11
– –
SVVC
913
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$83 ﹤0.01%
196
– –
GME icon
914
GameStop
GME
$8.6B
$66 ﹤0.01%
4
– –
ACB
915
Aurora Cannabis
ACB
$185M
$56 ﹤0.01%
10
-9
-47% -$52
NUGT icon
916
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.21B
$53 ﹤0.01%
2
– –
AFMD
917
DELISTED
Affimed
AFMD
$48 ﹤0.01%
10
– –
DISH
918
DELISTED
DISH Network Corp.
DISH
$47 ﹤0.01%
8
– –
CLOV icon
919
Clover Health Investments
CLOV
$2.51B
$27 ﹤0.01%
25
– –
TORO icon
920
Toro Corp
TORO
$191M
$23 ﹤0.01%
4
– –
SLDP icon
921
Solid Power
SLDP
$532M
$22 ﹤0.01%
+11
New +$26
CTRM icon
922
Castor Maritime
CTRM
$19.7M
$20 ﹤0.01%
5
– –
IDEX
923
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$19 ﹤0.01%
8
– –
FABC
924
Fabric.AI Inc
FABC
$18.4M
– –
0
– –
ASTR
925
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$13 ﹤0.01%
7
– –
35 36
37
38 39

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HPM
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CAG
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LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
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HPC
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JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.