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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARM icon
876
Arm
ARM
$286B
– –
-30
Closed -$4.85K
ARW icon
877
Arrow Electronics
ARW
$10.3B
– –
-11
Closed -$1.4K
ASH icon
878
Ashland
ASH
$3.45B
– –
-65
Closed -$3.27K
ASIX icon
879
AdvanSix
ASIX
$438M
– –
-24
Closed -$570
ATI icon
880
ATI
ATI
$31.1B
– –
-1,518
Closed -$131K
AVY icon
881
Avery Dennison
AVY
$13.5B
– –
-1
Closed -$175
AZZ icon
882
AZZ Inc
AZZ
$4.58B
– –
-209
Closed -$19.8K
BAH icon
883
Booz Allen Hamilton
BAH
$9.37B
– –
-157
Closed -$16.3K
BAPR icon
884
Innovator US Equity Buffer ETF April
BAPR
$411M
– –
-100
Closed -$4.52K
BBAI icon
885
BigBear.ai
BBAI
$1.55B
– –
-3,000
Closed -$20.4K
BBDC icon
886
Barings BDC
BBDC
$980M
– –
-3,526
Closed -$32.2K
BCE icon
887
BCE
BCE
$21B
– –
-50
Closed -$1.11K
BDJ icon
888
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
– –
-9,293
Closed -$82.6K
BHF icon
889
Brighthouse Financial
BHF
$3.46B
– –
-19
Closed -$1.02K
BHP icon
890
BHP
BHP
$230B
– –
-235
Closed -$11.3K
BHVN icon
891
Biohaven
BHVN
$2.19B
– –
-38
Closed -$536
BITB icon
892
Bitwise Bitcoin ETF
BITB
$2.45B
– –
-350
Closed -$20.5K
BIZD icon
893
VanEck BDC Income ETF
BIZD
$1.68B
– –
-2,000
Closed -$32.6K
BJAN icon
894
Innovator US Equity Buffer ETF January
BJAN
$348M
– –
-100
Closed -$5.02K
BKR icon
895
Baker Hughes
BKR
$63.6B
– –
-2,742
Closed -$105K
BMAR icon
896
Innovator US Equity Buffer ETF March
BMAR
$255M
– –
-1,100
Closed -$53.9K
BOCT icon
897
Innovator US Equity Buffer ETF October
BOCT
$289M
– –
-600
Closed -$27.3K
BPT
898
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-16
Closed -$8
BROS icon
899
Dutch Bros
BROS
$8.96B
– –
-42
Closed -$2.87K
BSEP icon
900
Innovator US Equity Buffer ETF September
BSEP
$217M
– –
-2,138
Closed -$96.6K
34 35
36
37 38

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.