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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
851
Nokia
NOK
$51B
– –
-29
Closed -$188
NOW icon
852
ServiceNow
NOW
$132B
– –
-65
Closed -$9.96K
NRG icon
853
NRG Energy
NRG
$25B
– –
-1
Closed -$159
NRP icon
854
Natural Resource Partners
NRP
$1.39B
– –
-388
Closed -$40.5K
NSC icon
855
Norfolk Southern
NSC
$75B
– –
-235
Closed -$67.8K
NTAP icon
856
NetApp
NTAP
$39B
– –
-12
Closed -$1.28K
NTES icon
857
NetEase
NTES
$85.4B
– –
-11
Closed -$1.51K
NTR icon
858
Nutrien
NTR
$31.6B
– –
-198
Closed -$12.2K
NTRA icon
859
Natera
NTRA
$45.9B
– –
-9
Closed -$2.06K
NTRS icon
860
Northern Trust
NTRS
$34.4B
– –
-48
Closed -$6.56K
NUGT icon
861
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.22B
– –
-2
Closed -$368
NUE icon
862
Nucor
NUE
$62.5B
– –
-15
Closed -$2.45K
NULG icon
863
Nuveen ESG Large-Cap Growth ETF
NULG
$2.76B
– –
-905
Closed -$88.5K
NULV icon
864
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
– –
-2,874
Closed -$129K
NUMG icon
865
Nuveen ESG Mid-Cap Growth ETF
NUMG
$368M
– –
-179
Closed -$8.55K
NUMV icon
866
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
– –
-499
Closed -$19.5K
NUV icon
867
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-500
Closed -$4.53K
NVDY icon
868
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.43B
– –
-140
Closed -$2.04K
NVIR
869
Horizon Kinetics Energy and Remediation ETF
NVIR
$4.99M
– –
-3,968
Closed -$130K
NVO
870
Novo Nordisk
NVO
$211B
– –
-158
Closed -$8.04K
NVS icon
871
Novartis
NVS
$298B
– –
-1,015
Closed -$140K
NWSA icon
872
News Corp Class A
NWSA
$15.4B
– –
-18
Closed -$470
NXE icon
873
NexGen Energy
NXE
$6.91B
– –
-260
Closed -$2.39K
NXPI icon
874
NXP Semiconductors
NXPI
$58.9B
– –
-15
Closed -$3.26K
NXST icon
875
Nexstar Media Group
NXST
$5.91B
– –
-8
Closed -$1.62K
33 34
35
36 37

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RCP
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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.