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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUSA icon
826
Murphy USA
MUSA
$10.2B
– –
-8
Closed -$3.23K
MVF
827
DELISTED
BlackRock MuniVest Fund
MVF
– –
-2,449
Closed -$17K
MVIS icon
828
Microvision
MVIS
$86.9M
– –
-23
Closed -$286
NAIL icon
829
Direxion Daily Homebuilders & Supplies Bull 3X ETF
NAIL
$577M
– –
-248
Closed -$12.3K
NAK
830
Northern Dynasty Minerals
NAK
$953M
– –
-500
Closed -$985
NANR icon
831
State Street SPDR S&P North American Natural Resources ETF
NANR
$807M
– –
-780
Closed -$52.9K
NAT icon
832
Nordic American Tanker
NAT
$1.33B
– –
-200
Closed -$688
NATL icon
833
NCR Atleos
NATL
$3.43B
– –
-152
Closed -$5.79K
NBIX icon
834
Neurocrine Biosciences
NBIX
$16.8B
– –
-35
Closed -$4.96K
NCLH icon
835
Norwegian Cruise Line
NCLH
$8.52B
– –
-223
Closed -$4.98K
NDAQ icon
836
Nasdaq
NDAQ
$53.4B
– –
-255
Closed -$24.8K
NDSN icon
837
Nordson
NDSN
$17.2B
– –
-15
Closed -$3.61K
NEM icon
838
Newmont
NEM
$124B
– –
-351
Closed -$35K
NET icon
839
Cloudflare
NET
$111B
– –
-109
Closed -$21.5K
NFG icon
840
National Fuel Gas
NFG
$7.78B
– –
-25
Closed -$2K
NI icon
841
NiSource
NI
$20B
– –
-3
Closed -$125
NIO icon
842
NIO
NIO
$12.1B
– –
-540
Closed -$2.75K
NJR icon
843
New Jersey Resources
NJR
$5.45B
– –
-106
Closed -$4.88K
NKE icon
844
Nike
NKE
$62.5B
– –
-882
Closed -$56.2K
NLR icon
845
VanEck Uranium + Nuclear Energy ETF
NLR
$4.14B
– –
-24
Closed -$2.98K
NLY icon
846
Annaly Capital Management
NLY
$17.3B
– –
-1,500
Closed -$33.5K
NMR icon
847
Nomura Holdings
NMR
$28.7B
– –
-1,465
Closed -$12.3K
NNN icon
848
NNN REIT
NNN
$8.8B
– –
-100
Closed -$3.96K
NOBL icon
849
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-64
Closed -$3.33K
NOC icon
850
Northrop Grumman
NOC
$82.1B
– –
-16
Closed -$9.12K
32 33
34
35 36

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.