We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRG icon
826
NRG Energy
NRG
$25B
$162 ﹤0.01%
1
– –
WKHS icon
827
Workhorse Group
WKHS
$34.5M
$161 ﹤0.01%
12
– –
CERS icon
828
Cerus
CERS
$508M
$159 ﹤0.01%
100
– –
EW icon
829
Edwards Lifesciences
EW
$53B
$156 ﹤0.01%
2
– –
CNP icon
830
CenterPoint Energy
CNP
$26.4B
$155 ﹤0.01%
4
– –
SMCI icon
831
Super Micro Computer
SMCI
$20.4B
$144 ﹤0.01%
3
– –
DTE icon
832
DTE Energy
DTE
$28.5B
$141 ﹤0.01%
1
– –
MRP
833
Millrose Properties Inc
MRP
$4.78B
$134 ﹤0.01%
4
– –
NI icon
834
NiSource
NI
$20B
$130 ﹤0.01%
3
– –
CPNG icon
835
Coupang
CPNG
$29.1B
$129 ﹤0.01%
4
– –
SPEM icon
836
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$120 ﹤0.01%
3
– –
ROL icon
837
Rollins
ROL
$17.9B
$117 ﹤0.01%
2
– –
QTUM icon
838
Defiance Quantum ETF
QTUM
$5.58B
$105 ﹤0.01%
1
-160
-99% -$15.3K
VICI icon
839
VICI Properties
VICI
$28.7B
$98 ﹤0.01%
3
-54
-95% -$1.78K
DLTR icon
840
Dollar Tree
DLTR
$24.9B
$94 ﹤0.01%
1
– –
EL icon
841
Estee Lauder
EL
$31.5B
$88 ﹤0.01%
1
– –
MAXI icon
842
Simplify Exchange Traded Funds Simplify Bitcoin Strategy ETF
MAXI
$25.1M
$83 ﹤0.01%
3
-135
-98% -$4.15K
SPMB icon
843
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.03B
$34 ﹤0.01%
+1
New +$22
TORO icon
844
Toro Corp
TORO
$198M
$13 ﹤0.01%
4
– –
CTRM icon
845
Castor Maritime
CTRM
$20.2M
$8 ﹤0.01%
4
– –
VV icon
846
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
– –
-2
Closed -$592
CGC
847
Canopy Growth
CGC
$402M
$4 ﹤0.01%
3
-20
-87% -$26
PCY icon
848
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-859
Closed -$17.9K
AB icon
849
AllianceBernstein
AB
$3.45B
– –
-567
Closed -$23.1K
ABR icon
850
Arbor Realty Trust
ABR
$1,000M
– –
-300
Closed -$3.21K
32 33
34
35 36

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.