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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
776
Southwest Airlines
LUV
$22B
– –
-407
Closed -$16.8K
LVHI icon
777
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.6B
– –
-22
Closed -$810
LW icon
778
Lamb Weston
LW
$7.12B
– –
-273
Closed -$11.4K
LYB icon
779
LyondellBasell Industries
LYB
$20.2B
– –
-407
Closed -$17.6K
LYFT icon
780
Lyft
LYFT
$6.55B
– –
-116
Closed -$2.25K
M icon
781
Macy's
M
$6.55B
– –
-10
Closed -$221
MAIN icon
782
Main Street Capital
MAIN
$5.44B
– –
-100
Closed -$6.04K
MAR icon
783
Marriott International
MAR
$90.9B
– –
-99
Closed -$30.7K
MAXI icon
784
Simplify Exchange Traded Funds Simplify Bitcoin Strategy ETF
MAXI
$25.1M
– –
-3
Closed -$43
MCD icon
785
McDonald's
MCD
$194B
– –
-724
Closed -$221K
MCHI icon
786
iShares MSCI China ETF
MCHI
$6.42B
– –
-195
Closed -$11.7K
MCK icon
787
McKesson
MCK
$103B
– –
-123
Closed -$101K
MDB icon
788
MongoDB
MDB
$33.5B
– –
-11
Closed -$4.62K
MDGL icon
789
Madrigal Pharmaceuticals
MDGL
$11.9B
– –
-9
Closed -$5.24K
MDLZ icon
790
Mondelez International
MDLZ
$78.5B
– –
-1,524
Closed -$82K
MDXG icon
791
MiMedx Group
MDXG
$622M
– –
-5,500
Closed -$37.2K
MELI icon
792
Mercado Libre
MELI
$92.5B
– –
-2
Closed -$4.03K
MET icon
793
MetLife
MET
$61.7B
– –
-271
Closed -$22K
MFC icon
794
Manulife Financial
MFC
$73.3B
– –
-1,925
Closed -$62.8K
MFEM icon
795
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$149M
– –
-100
Closed -$2.31K
MFG icon
796
Mizuho Financial
MFG
$127B
– –
-2,178
Closed -$15.9K
MFIC icon
797
MidCap Financial Investment
MFIC
$797M
– –
-1,784
Closed -$20.4K
MGC icon
798
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
– –
-141
Closed -$35.5K
MGV icon
799
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
– –
-741
Closed -$105K
MINO icon
800
PIMCO Municipal Income Opportunities Active ETF
MINO
$752M
– –
-300
Closed -$13.6K
30 31
32
33 34

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.