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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPLD icon
726
JPMorgan Limited Duration Bond ETF
JPLD
$3.95B
– –
-51
Closed -$2.67K
JPST icon
727
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
– –
-1,993
Closed -$101K
KBE icon
728
State Street SPDR S&P Bank ETF
KBE
$1.71B
– –
-104
Closed -$6.31K
KD icon
729
Kyndryl
KD
$2.97B
– –
-746
Closed -$19.6K
KDP icon
730
Keurig Dr Pepper
KDP
$39.9B
– –
-632
Closed -$17.7K
KEY icon
731
KeyCorp
KEY
$24.3B
– –
-1,001
Closed -$20.7K
KGC icon
732
Kinross Gold
KGC
$32.5B
– –
-300
Closed -$8.45K
KJAN icon
733
Innovator US Small Cap Power Buffer ETF January
KJAN
$327M
– –
-250
Closed -$10.4K
KJUL icon
734
Innovator US Small Cap Power Buffer ETF July
KJUL
$225M
– –
-200
Closed -$6.34K
KKR icon
735
KKR & Co
KKR
$93.2B
– –
-56
Closed -$7.14K
KLAC icon
736
KLA
KLAC
$252B
– –
-970
Closed -$118K
KMB icon
737
Kimberly-Clark
KMB
$35.9B
– –
-223
Closed -$22.5K
KMI icon
738
Kinder Morgan
KMI
$69.9B
– –
-37
Closed -$1.02K
KMX icon
739
CarMax
KMX
$8.34B
– –
-15,588
Closed -$602K
KNX icon
740
Knight Transportation
KNX
$11.2B
– –
-30
Closed -$1.57K
KORP icon
741
American Century Diversified Corporate Bond ETF
KORP
$896M
– –
-300
Closed -$14.2K
KR icon
742
Kroger
KR
$34.6B
– –
-87
Closed -$5.44K
KTF
743
DWS Municipal Income Trust
KTF
$352M
– –
-976
Closed -$8.87K
KTOS icon
744
Kratos Defense & Security Solutions
KTOS
$11.7B
– –
-14
Closed -$1.06K
KVUE icon
745
Kenvue
KVUE
$36.5B
– –
-20
Closed -$345
KVYO icon
746
Klaviyo
KVYO
$5.09B
– –
-122
Closed -$3.96K
KWEB icon
747
KraneShares CSI China Internet ETF
KWEB
$5.76B
– –
-5,754
Closed -$196K
KYN icon
748
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
– –
-3,425
Closed -$42.4K
L icon
749
Loews
L
$23.3B
– –
-5
Closed -$533
LAES icon
750
SEALSQ Corp
LAES
$570M
– –
-360
Closed -$1.36K
28 29
30
31 32

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.