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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VUG icon
51
Vanguard Morningstar Growth ETF
VUG
$231B
$717K 0.41%
15,804
-726
-4% -$34.3K
IMCG icon
52
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.09B
$710K 0.4%
12,420
-291
-2% -$17.6K
PAUG icon
53
Innovator US Equity Power Buffer ETF August
PAUG
$867M
$703K 0.4%
22,640
+11,500
+103% +$363K
JNJ icon
54
Johnson & Johnson
JNJ
$625B
$695K 0.39%
4,462
-1,194
-21% -$197K
QCOM icon
55
Qualcomm
QCOM
$176B
$695K 0.39%
6,256
+159
+3% +$18.4K
DUK icon
56
Duke Energy
DUK
$97.3B
$695K 0.39%
7,870
+263
+3% +$24.1K
IUSB icon
57
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$679K 0.38%
15,528
+1,375
+10% +$61.5K
SCHX icon
58
Schwab US Large- Cap ETF
SCHX
$74.5B
$613K 0.35%
36,372
-1,197
-3% -$21K
GFEB icon
59
FT Vest US Equity Moderate Buffer ETF February
GFEB
$382M
$610K 0.35%
19,800
– –
KO icon
60
Coca-Cola
KO
$375B
$585K 0.33%
10,447
+750
+8% +$45K
HD icon
61
Home Depot
HD
$355B
$585K 0.33%
1,935
+16
+0.8% +$5.15K
FNDE icon
62
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$545K 0.31%
20,795
+390
+2% +$10.5K
CVS icon
63
CVS Health
CVS
$122B
$542K 0.31%
7,764
+3,946
+103% +$280K
PMAY icon
64
Innovator US Equity Power Buffer ETF May
PMAY
$817M
$538K 0.31%
18,241
-12
-0.1% -$359
JPM icon
65
JPMorgan Chase
JPM
$950B
$515K 0.29%
3,554
+552
+18% +$82.7K
BND icon
66
Vanguard Total Bond Market
BND
$158B
$490K 0.28%
7,017
-580
-8% -$41.4K
UPS icon
67
United Parcel Service
UPS
$88.9B
$487K 0.28%
3,125
+303
+11% +$52.3K
TSOC
68
DELISTED
Innovator Triple Stacker ETF - October
TSOC
$482K 0.27%
15,548
-300
-2% -$9.24K
PEP icon
69
PepsiCo
PEP
$190B
$469K 0.27%
2,768
+97
+4% +$17.6K
VZ icon
70
Verizon
VZ
$196B
$458K 0.26%
14,145
+1,876
+15% +$63.4K
VTV icon
71
Vanguard Morningstar Value ETF
VTV
$191B
$453K 0.26%
3,283
-126
-4% -$18.1K
PG icon
72
Procter & Gamble
PG
$339B
$450K 0.26%
3,084
-691
-18% -$106K
SPYG icon
73
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$444K 0.25%
7,498
+120
+2% +$7.35K
VEEV icon
74
Veeva Systems
VEEV
$37.4B
$444K 0.25%
2,180
+64
+3% +$12.9K
TSLA icon
75
Tesla
TSLA
$1.3T
$429K 0.24%
1,716
+65
+4% +$16.7K
1 2
3
4 5

Similar funds

RCP
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HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.