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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
701
iShares Russell 1000 Growth ETF
IWF
$127B
– –
-724
Closed -$85.7K
IWM icon
702
iShares Russell 2000 ETF
IWM
$81.5B
– –
-320
Closed -$78.7K
IWN icon
703
iShares Russell 2000 Value ETF
IWN
$14.5B
– –
-76
Closed -$13.8K
IWO icon
704
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-33
Closed -$10.7K
IWP icon
705
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-589
Closed -$80.7K
IWR icon
706
iShares Russell Mid-Cap ETF
IWR
$57.5B
– –
-8
Closed -$770
IWV icon
707
iShares Russell 3000 ETF
IWV
$20.4B
– –
-247
Closed -$95.7K
IWX icon
708
iShares Russell Top 200 Value ETF
IWX
$4.05B
– –
-127
Closed -$11.7K
IWY icon
709
iShares Russell Top 200 Growth ETF
IWY
$16.5B
– –
-68
Closed -$18.9K
IXJ icon
710
iShares Global Healthcare ETF
IXJ
$4.24B
– –
-58
Closed -$5.65K
IXN icon
711
iShares Global Tech ETF
IXN
$9.17B
– –
-1,272
Closed -$134K
IYH icon
712
iShares US Healthcare ETF
IYH
$3.77B
– –
-511
Closed -$33.3K
IYLD icon
713
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
– –
-188
Closed -$4.03K
IYR icon
714
iShares US Real Estate ETF
IYR
$4.52B
– –
-234
Closed -$22K
IYW icon
715
iShares US Technology ETF
IYW
$25.3B
– –
-181
Closed -$36.1K
JAZZ icon
716
Jazz Pharmaceuticals
JAZZ
$16.7B
– –
-6
Closed -$1.02K
JCI icon
717
Johnson Controls International
JCI
$91.3B
– –
-10
Closed -$1.2K
JD icon
718
JD.com
JD
$45.2B
– –
-200
Closed -$5.74K
JHMM icon
719
John Hancock Multifactor Mid Cap ETF
JHMM
$6.11B
– –
-215
Closed -$14.1K
JIRE icon
720
JPMorgan International Research Enhanced Equity ETF
JIRE
$11.3B
– –
-11
Closed -$824
JKHY icon
721
Jack Henry & Associates
JKHY
$11B
– –
-11
Closed -$2.01K
JMUB icon
722
JPMorgan Municipal ETF
JMUB
$8.49B
– –
-154
Closed -$7.78K
JNK icon
723
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
– –
-413
Closed -$40.1K
JOBY icon
724
Joby Aviation
JOBY
$8.71B
– –
-550
Closed -$7.26K
JPC icon
725
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
– –
-941
Closed -$7.63K
27 28
29
30 31

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CAG
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CIM
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HPC
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JC
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JIC
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DPCM
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Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.