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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBMS
701
DELISTED
The First Bancshares, Inc.
FBMS
$4.05K ﹤0.01%
150
– –
EMAN
702
DELISTED
eMagin Corporation
EMAN
$3.98K ﹤0.01%
2,000
– –
YJUN icon
703
FT Vest International Equity Buffer ETF June
YJUN
$145M
$3.95K ﹤0.01%
200
– –
RIET icon
704
Hoya Capital High Dividend Yield ETF
RIET
$109M
$3.92K ﹤0.01%
400
– –
NOW icon
705
ServiceNow
NOW
$129B
$3.91K ﹤0.01%
35
– –
ARKG icon
706
ARK Genomic Revolution ETF
ARKG
$1.73B
$3.9K ﹤0.01%
140
– –
IGF icon
707
iShares Global Infrastructure ETF
IGF
$10.7B
$3.9K ﹤0.01%
90
– –
HNDL icon
708
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$637M
$3.82K ﹤0.01%
200
– –
HPE icon
709
Hewlett Packard
HPE
$70.5B
$3.8K ﹤0.01%
219
– –
PSLV icon
710
Sprott Physical Silver Trust
PSLV
$13.2B
$3.79K ﹤0.01%
500
– –
NXTG icon
711
First Trust Indxx NextG ETF
NXTG
$564M
$3.73K ﹤0.01%
55
– –
BJAN icon
712
Innovator US Equity Buffer ETF January
BJAN
$348M
$3.67K ﹤0.01%
100
– –
TE
713
T1 Energy
TE
$1.63B
$3.67K ﹤0.01%
750
-100
-12% -$719
RINC
714
DELISTED
AXS Real Estate Income ETF
RINC
$3.61K ﹤0.01%
+150
New +$3.76K
IFN
715
Aberdeen India Fund
IFN
$504M
$3.57K ﹤0.01%
+205
New +$3.45K
TEF
716
DELISTED
Telefonica
TEF
$3.57K ﹤0.01%
877
– –
NNN icon
717
NNN REIT
NNN
$8.99B
$3.53K ﹤0.01%
100
– –
TER icon
718
Teradyne
TER
$59.3B
$3.52K ﹤0.01%
35
– –
BAPR icon
719
Innovator US Equity Buffer ETF April
BAPR
$411M
$3.5K ﹤0.01%
100
– –
GRMN
720
Garmin
GRMN
$60B
$3.47K ﹤0.01%
33
– –
SCHY icon
721
Schwab International Dividend Equity ETF
SCHY
$2.57B
$3.45K ﹤0.01%
150
– –
DPG
722
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$3.45K ﹤0.01%
400
– –
VTRS icon
723
Viatris
VTRS
$18.9B
$3.42K ﹤0.01%
347
-193
-36% -$2.01K
JETS icon
724
US Global Jets ETF
JETS
$849M
$3.41K ﹤0.01%
200
– –
PSEC icon
725
Prospect Capital
PSEC
$1.17B
$3.38K ﹤0.01%
559
– –
27 28
29
30 31

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HPM
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CAG
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LWMNY
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CIM
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BHC
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HPC
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JC
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Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.