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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCNCA icon
526
First Citizens BancShares
FCNCA
$25.4B
– –
-23
Closed -$49.4K
FCX icon
527
Freeport-McMoran
FCX
$98.7B
– –
-227
Closed -$11.5K
FDIS icon
528
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
– –
-64
Closed -$6.54K
FDL icon
529
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
– –
-898
Closed -$39.8K
FDN icon
530
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
– –
-150
Closed -$40.4K
FDRR icon
531
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
– –
-379
Closed -$23.1K
FDVV icon
532
Fidelity High Dividend ETF
FDVV
$10.4B
– –
-495
Closed -$28.1K
FDX icon
533
FedEx
FDX
$76.9B
– –
-33
Closed -$9.53K
FERG icon
534
Ferguson
FERG
$51.2B
– –
-66
Closed -$14.7K
FEZ icon
535
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
– –
-448
Closed -$28.9K
FG icon
536
F&G Annuities & Life
FG
$3.55B
– –
-14
Closed -$432
FHLC icon
537
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
– –
-152
Closed -$11.3K
FHI icon
538
Federated Hermes
FHI
$4.71B
– –
-2,360
Closed -$123K
FISV
539
Fiserv Inc
FISV
$27.8B
– –
-1,695
Closed -$114K
SYSB
540
iShares Systematic Bond ETF
SYSB
$1.17B
– –
-1,839
Closed -$165K
FITB
541
Fifth Third Bancorp
FITB
$51.8B
– –
-104
Closed -$4.87K
FIW icon
542
First Trust Water ETF
FIW
$1.94B
– –
-207
Closed -$22.4K
FIX icon
543
Comfort Systems
FIX
$58.9B
– –
-4
Closed -$3.73K
FLCH icon
544
Franklin FTSE China ETF
FLCH
$343M
– –
-985
Closed -$23.4K
FLEX icon
545
Flex
FLEX
$44.2B
– –
-9
Closed -$544
FLGB icon
546
Franklin FTSE United Kingdom ETF
FLGB
$930M
– –
-598
Closed -$20.2K
FLIN icon
547
Franklin FTSE India ETF
FLIN
$2.68B
– –
-1,135
Closed -$43.8K
FLO icon
548
Flowers Foods
FLO
$1.51B
– –
-120
Closed -$1.31K
FLOT icon
549
iShares Floating Rate Bond ETF
FLOT
$10.5B
– –
-129
Closed -$6.56K
FLRN icon
550
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
– –
-23
Closed -$707
20 21
22
23 24

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.