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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIGO icon
501
Millicom
TIGO
$16.3B
$14.5K 0.01%
940
-400
-30% -$6.38K
AB icon
502
AllianceBernstein
AB
$3.46B
$14.5K 0.01%
+478
New +$15.2K
OVB icon
503
Overlay Shares Core Bond ETF
OVB
$47.7M
$14.3K 0.01%
730
– –
VRTX icon
504
Vertex Pharmaceuticals
VRTX
$135B
$14.3K 0.01%
41
– –
SHOP icon
505
Shopify
SHOP
$198B
$14.2K 0.01%
260
-80
-24% -$4.85K
QQEW icon
506
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$14.1K 0.01%
136
– –
ISCB icon
507
iShares Morningstar Small-Cap ETF
ISCB
$291M
$14.1K 0.01%
300
– –
BMRN icon
508
BioMarin Pharmaceuticals
BMRN
$13B
$14K 0.01%
158
– –
RDVY icon
509
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$13.8K 0.01%
300
– –
IJJ icon
510
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9B
$13.7K 0.01%
136
– –
CCI icon
511
Crown Castle
CCI
$31.4B
$13.7K 0.01%
+149
New +$15.4K
BCE icon
512
BCE
BCE
$21B
$13.7K 0.01%
+358
New +$15K
RWX icon
513
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$13.6K 0.01%
574
+6
+1% +$151
ABNB icon
514
Airbnb
ABNB
$110B
$13.6K 0.01%
99
– –
SLV icon
515
iShares Silver Trust
SLV
$31.6B
$13.4K 0.01%
658
– –
ETB
516
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$13.3K 0.01%
1,054
– –
FEM icon
517
First Trust Emerging Markets AlphaDEX Fund
FEM
$785M
$13.3K 0.01%
635
– –
DFS
518
DELISTED
Discover Financial Services
DFS
$13.2K 0.01%
152
– –
PLTR icon
519
Palantir
PLTR
$426B
$12.8K 0.01%
799
– –
AZO icon
520
AutoZone
AZO
$50.2B
$12.7K 0.01%
5
– –
FXZ icon
521
First Trust Materials AlphaDEX Fund
FXZ
$389M
$12.6K 0.01%
200
– –
PTH icon
522
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$247M
$12.6K 0.01%
375
– –
DWM icon
523
WisdomTree International Equity Fund
DWM
$693M
$12.6K 0.01%
260
– –
QQQJ icon
524
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$12.3K 0.01%
500
– –
EMR icon
525
Emerson Electric
EMR
$88.9B
$12.3K 0.01%
127
– –
19 20
21
22 23

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.