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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALNY icon
476
Alnylam Pharmaceuticals
ALNY
$29B
$16.5K 0.01%
93
– –
PLL
477
DELISTED
Piedmont Lithium
PLL
$16.4K 0.01%
413
-13
-3% -$632
PCG icon
478
PG&E
PCG
$37.5B
$16.1K 0.01%
1,000
– –
XYL icon
479
Xylem
XYL
$28.3B
$15.9K 0.01%
175
– –
IAU icon
480
iShares Gold Trust
IAU
$65.1B
$15.9K 0.01%
455
– –
REGL icon
481
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
$15.9K 0.01%
238
+4
+2% +$280
EMGF icon
482
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$15.9K 0.01%
388
-208
-35% -$8.74K
LTPZ icon
483
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
$15.8K 0.01%
300
– –
VMC icon
484
Vulcan Materials
VMC
$37B
$15.8K 0.01%
78
– –
GM icon
485
General Motors
GM
$77.2B
$15.6K 0.01%
473
-200
-30% -$7.11K
FEP icon
486
First Trust Europe AlphaDEX Fund
FEP
$531M
$15.6K 0.01%
472
– –
ICVT icon
487
iShares Convertible Bond ETF
ICVT
$7.42B
$15.5K 0.01%
209
+9
+5% +$684
BMY icon
488
Bristol-Myers Squibb
BMY
$132B
$15.3K 0.01%
264
– –
VV icon
489
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$15.3K 0.01%
78
– –
GD icon
490
General Dynamics
GD
$107B
$15.3K 0.01%
69
-7
-9% -$1.55K
COP icon
491
ConocoPhillips
COP
$148B
$15.1K 0.01%
126
+18
+17% +$2.09K
FDRR icon
492
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
$15.1K 0.01%
379
– –
PRFZ icon
493
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.87B
$15K 0.01%
455
+30
+7% +$1.04K
MVF
494
DELISTED
BlackRock MuniVest Fund
MVF
$14.8K 0.01%
2,449
– –
HCA icon
495
HCA Healthcare
HCA
$89.6B
$14.8K 0.01%
60
– –
MET icon
496
MetLife
MET
$61.7B
$14.8K 0.01%
235
– –
CRWD icon
497
CrowdStrike
CRWD
$229B
$14.7K 0.01%
352
– –
FNDX icon
498
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$14.6K 0.01%
783
+165
+27% +$3.19K
MDY icon
499
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$14.6K 0.01%
32
– –
VONV icon
500
Vanguard Russell 1000 Value ETF
VONV
$22B
$14.6K 0.01%
219
– –
18 19
20
21 22

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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.