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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
26
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.38M 0.78%
66,566
+568
+0.9% +$12.5K
PJUN icon
27
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$1.36M 0.77%
43,390
-325
-0.7% -$10.3K
SCHW
28
Charles Schwab
SCHW
$187B
$1.33M 0.75%
24,239
+693
+3% +$41.9K
V icon
29
Visa
V
$677B
$1.26M 0.71%
5,470
+90
+2% +$21.6K
PNOV icon
30
Innovator US Equity Power Buffer ETF November
PNOV
$895M
$1.25M 0.71%
37,700
-80
-0.2% -$2.73K
ELV icon
31
Elevance Health
ELV
$85.5B
$1.2M 0.68%
2,765
+97
+4% +$44K
POCT icon
32
Innovator US Equity Power Buffer ETF October
POCT
$973M
$1.2M 0.68%
35,270
+3,240
+10% +$109K
STIP icon
33
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.19M 0.67%
12,284
+145
+1% +$14.1K
AGZD icon
34
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$1.12M 0.63%
50,373
-145
-0.3% -$3.22K
TSM icon
35
TSMC
TSM
$2.18T
$1.07M 0.6%
12,274
+393
+3% +$37.2K
APD icon
36
Air Products & Chemicals
APD
$67.6B
$1.02M 0.58%
3,614
+128
+4% +$37.5K
XOM icon
37
ExxonMobil
XOM
$634B
$1.01M 0.57%
8,608
+5,558
+182% +$610K
IVV icon
38
iShares Core S&P 500 ETF
IVV
$902B
$993K 0.56%
2,312
+367
+19% +$164K
PFEB icon
39
Innovator US Equity Power Buffer ETF February
PFEB
$927M
$969K 0.55%
31,800
-200
-0.6% -$6.19K
ADBE icon
40
Adobe
ADBE
$105B
$958K 0.54%
1,879
+30
+2% +$15.7K
FIS icon
41
Fidelity National Information Services
FIS
$22.1B
$956K 0.54%
17,293
+671
+4% +$38.6K
SO icon
42
Southern Company
SO
$107B
$945K 0.54%
14,602
+4,375
+43% +$304K
XLV icon
43
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$884K 0.5%
6,867
+156
+2% +$20.7K
FISV
44
Fiserv Inc
FISV
$27.9B
$875K 0.5%
7,742
-2,941
-28% -$362K
KMX icon
45
CarMax
KMX
$8.26B
$846K 0.48%
11,968
+373
+3% +$30.5K
COR icon
46
Cencora
COR
$61.2B
$839K 0.48%
4,665
-3,483
-43% -$643K
UNH icon
47
UnitedHealth
UNH
$370B
$814K 0.46%
1,614
+3
+0.2% +$1.48K
CHKP icon
48
Check Point Software Technologies
CHKP
$13.1B
$811K 0.46%
+6,082
New +$799K
MDYV icon
49
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$792K 0.45%
12,211
+44
+0.4% +$3.02K
DIS icon
50
Walt Disney
DIS
$181B
$791K 0.45%
9,764
-4
-0% -$342
1
2
3 4 5

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.