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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DORM icon
451
Dorman Products
DORM
$3.98B
– –
-615
Closed -$75.8K
DOV icon
452
Dover
DOV
$28.3B
– –
-18
Closed -$3.51K
DOW icon
453
Dow Inc
DOW
$21.8B
– –
-181
Closed -$4.23K
DPG
454
Duff & Phelps Utility and Infrastructure Fund
DPG
$520M
– –
-400
Closed -$5.08K
DRI icon
455
Darden Restaurants
DRI
$24.6B
– –
-200
Closed -$37.7K
DTE icon
456
DTE Energy
DTE
$28.7B
– –
-1
Closed -$129
DTM icon
457
DT Midstream
DTM
$13.6B
– –
-13
Closed -$1.56K
DVN icon
458
Devon Energy
DVN
$49.7B
– –
-179
Closed -$6.57K
DVY icon
459
iShares Select Dividend ETF
DVY
$23.6B
– –
-700
Closed -$98.8K
E icon
460
ENI
E
$79.4B
– –
-2,500
Closed -$94.8K
EA
461
DELISTED
Electronic Arts
EA
– –
-96
Closed -$19.6K
EAGG icon
462
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
– –
-3,484
Closed -$167K
EBAY icon
463
eBay
EBAY
$48.3B
– –
-565
Closed -$49.2K
EBND icon
464
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
– –
-6
Closed -$128
ECC
465
Eagle Point Credit Company
ECC
$509M
– –
-3,751
Closed -$21.6K
ECF
466
Ellsworth Growth & Income Fund
ECF
$173M
– –
-1,767
Closed -$20.6K
ED icon
467
Consolidated Edison
ED
$39.4B
– –
-972
Closed -$96.5K
EDIV icon
468
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
– –
-1,252
Closed -$49K
EDV icon
469
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
– –
-100
Closed -$6.5K
EEM icon
470
iShares MSCI Emerging Markets ETF
EEM
$29.8B
– –
-2,110
Closed -$115K
EETH icon
471
ProShares Ether Strategy ETF
EETH
$53.9M
– –
-11
Closed -$422
EFA icon
472
iShares MSCI EAFE ETF
EFA
$79.8B
– –
-117
Closed -$11.2K
EFAV icon
473
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
– –
-45
Closed -$3.88K
EFX icon
474
Equifax
EFX
$21.3B
– –
-226
Closed -$49K
EG icon
475
Everest Group
EG
$14.2B
– –
-18
Closed -$6.11K
17 18
19
20 21

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CAG
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LWMNY
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CIM
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BHC
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HPC
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JC
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Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.