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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONG icon
426
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$21.7K 0.01%
317
-10
-3% -$710
XLI icon
427
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$21.7K 0.01%
214
-202
-49% -$21.6K
SCHC icon
428
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$21.7K 0.01%
672
-106
-14% -$3.59K
FPE icon
429
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$21.4K 0.01%
1,340
+500
+60% +$8.05K
R icon
430
Ryder
R
$10.1B
$21.4K 0.01%
200
– –
BOCT icon
431
Innovator US Equity Buffer ETF October
BOCT
$289M
$21.3K 0.01%
600
– –
BSJN
432
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$21.3K 0.01%
906
– –
FEMS icon
433
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$21.2K 0.01%
550
+500
+1,000% +$19.2K
JHG
434
DELISTED
Janus Henderson
JHG
$21.1K 0.01%
818
– –
JPST icon
435
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$20.8K 0.01%
414
-3,619
-90% -$181K
IWO icon
436
iShares Russell 2000 Growth ETF
IWO
$15B
$20.6K 0.01%
92
– –
USHY icon
437
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$20.6K 0.01%
594
-147
-20% -$5.16K
AEE icon
438
Ameren
AEE
$30.1B
$20.6K 0.01%
275
+2
+0.7% +$163
HYS icon
439
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$20.6K 0.01%
228
+4
+2% +$363
AIG icon
440
American International
AIG
$41.3B
$20.4K 0.01%
336
– –
ZBH icon
441
Zimmer Biomet
ZBH
$18.4B
$20.3K 0.01%
181
– –
IDV icon
442
iShares International Select Dividend ETF
IDV
$8.57B
$20.1K 0.01%
793
– –
NANR icon
443
State Street SPDR S&P North American Natural Resources ETF
NANR
$785M
$20.1K 0.01%
380
– –
TSN icon
444
Tyson Foods
TSN
$20.4B
$19.9K 0.01%
394
– –
SCHZ icon
445
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$19.7K 0.01%
890
+878
+7,317% +$19.9K
ET icon
446
Energy Transfer Partners
ET
$69.3B
$19.6K 0.01%
1,400
– –
DOGG icon
447
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$83.9M
$19.5K 0.01%
+1,000
New +$20.2K
IEFA icon
448
iShares Core MSCI EAFE ETF
IEFA
$196B
$19.5K 0.01%
+303
New +$20.3K
ITOT icon
449
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$19.4K 0.01%
206
-217
-51% -$21.3K
IFRA icon
450
iShares US Infrastructure ETF
IFRA
$4.6B
$19.4K 0.01%
530
+39
+8% +$1.52K
16 17
18
19 20

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.