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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPA icon
401
Invesco Aerospace & Defense ETF
PPA
$8.76B
$25.9K 0.01%
325
– –
VLO icon
402
Valero Energy
VLO
$89.3B
$25.9K 0.01%
183
– –
INTU icon
403
Intuit
INTU
$89.6B
$25.5K 0.01%
+50
New +$25.3K
MMM icon
404
3M
MMM
$93.8B
$25.4K 0.01%
324
+1
+0.3% +$86
FLOT icon
405
iShares Floating Rate Bond ETF
FLOT
$10.5B
$25.3K 0.01%
498
-355
-42% -$18K
TMO icon
406
Thermo Fisher Scientific
TMO
$220B
$25.3K 0.01%
50
– –
PENN icon
407
PENN Entertainment
PENN
$2.63B
$25.1K 0.01%
1,095
-750
-41% -$18.1K
IVOG icon
408
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$25.1K 0.01%
278
– –
DEO icon
409
Diageo
DEO
$53.7B
$25K 0.01%
168
– –
CCL icon
410
Carnival Corporation Ltd
CCL
$38.7B
$24.8K 0.01%
1,808
+100
+6% +$1.66K
FEZ icon
411
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$24.7K 0.01%
588
+1
+0.2% +$45
VTEB icon
412
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$24.4K 0.01%
508
+133
+35% +$6.59K
KHC icon
413
Kraft Heinz
KHC
$29.6B
$24.2K 0.01%
720
+1
+0.1% +$35
ITA icon
414
iShares US Aerospace & Defense ETF
ITA
$15.1B
$24.2K 0.01%
228
– –
LQDH icon
415
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$24.1K 0.01%
260
+5
+2% +$464
SPSM icon
416
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$23.9K 0.01%
647
+58
+10% +$2.26K
USRT icon
417
iShares Core US REIT ETF
USRT
$4.58B
$23.8K 0.01%
504
-288
-36% -$14.7K
FTA icon
418
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$23.8K 0.01%
367
– –
TSJA
419
DELISTED
Innovator Triple Stacker ETF - January
TSJA
$23.7K 0.01%
870
-30
-3% -$827
SPMD icon
420
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$23.5K 0.01%
536
+7
+1% +$322
XHB icon
421
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$23K 0.01%
300
– –
PXD
422
DELISTED
Pioneer Natural Resource Co.
PXD
$23K 0.01%
100
– –
KLAC icon
423
KLA
KLAC
$259B
$22.9K 0.01%
500
– –
MUB icon
424
iShares National Muni Bond ETF
MUB
$45.8B
$22.3K 0.01%
217
+184
+558% +$19.4K
GL icon
425
Globe Life
GL
$14.5B
$21.7K 0.01%
200
-100
-33% -$11.2K
15 16
17
18 19

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HPM
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CAG
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LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.