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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
376
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$30.9K 0.02%
738
+8
+1% +$334
GEHC icon
377
GE HealthCare
GEHC
$32.4B
$30.9K 0.02%
454
– –
ZBRA icon
378
Zebra Technologies
ZBRA
$17.8B
$30.7K 0.02%
130
+19
+17% +$5.16K
BNY
379
Bank of New York Mellon
BNY
$107B
$30.2K 0.02%
709
-121
-15% -$5.39K
DAX icon
380
Global X DAX Germany ETF
DAX
$236M
$30.2K 0.02%
1,110
+26
+2% +$752
SLYG icon
381
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$30K 0.02%
410
– –
WBA
382
DELISTED
Walgreens Boots Alliance
WBA
$30K 0.02%
1,350
– –
GJUL icon
383
FT Vest US Equity Moderate Buffer ETF July
GJUL
$406M
$29.9K 0.02%
+1,000
New +$30.5K
BNDX icon
384
Vanguard Total International Bond ETF
BNDX
$83.1B
$29.7K 0.02%
620
– –
FTQI icon
385
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$940M
$28.3K 0.02%
+1,500
New +$29.3K
USO icon
386
United States Oil Fund
USO
$1.67B
$28.1K 0.02%
348
-237
-41% -$17.5K
FXL icon
387
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$28K 0.02%
252
– –
SPAB icon
388
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$27.7K 0.02%
1,140
-7
-0.6% -$174
TEVA icon
389
Teva Pharmaceuticals
TEVA
$41.2B
$27.7K 0.02%
2,714
– –
WAT icon
390
Waters Corp
WAT
$39.9B
$27.4K 0.02%
100
– –
TGT icon
391
Target
TGT
$68B
$27.2K 0.02%
246
+1
+0.4% +$127
MRVL icon
392
Marvell Technology
MRVL
$196B
$27.1K 0.02%
500
– –
VOOG icon
393
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$26.9K 0.02%
654
– –
BLV icon
394
Vanguard Long-Term Bond ETF
BLV
$5.74B
$26.8K 0.02%
399
-1,046
-72% -$74.5K
XSOE icon
395
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$26.7K 0.02%
1,000
– –
GAP
396
The Gap Inc
GAP
$7.37B
$26.6K 0.02%
2,500
+500
+25% +$5.1K
NOBL icon
397
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$26.6K 0.02%
600
– –
IEV icon
398
iShares Europe ETF
IEV
$1.7B
$26.3K 0.01%
552
– –
QJUN icon
399
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$26.2K 0.01%
1,200
– –
AZZ icon
400
AZZ Inc
AZZ
$4.54B
$26.1K 0.01%
573
-17
-3% -$778
14 15
16
17 18

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LWMNY
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CIM
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BHC
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HPC
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JC
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Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.