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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
326
Advanced Micro Devices
AMD
$789B
$19.7K 0.02%
122
-46
-27% -$7.42K
VONG icon
327
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$19.4K 0.02%
161
-2,366
-94% -$271K
IWS icon
328
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$19.4K 0.02%
139
-1,958
-93% -$268K
FLGB icon
329
Franklin FTSE United Kingdom ETF
FLGB
$933M
$19.3K 0.02%
598
-5
-0.8% -$157
NUMV icon
330
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
$19.3K 0.02%
499
– –
REGL icon
331
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$19.3K 0.02%
226
-1
-0.4% -$84
KEY icon
332
KeyCorp
KEY
$24.4B
$18.7K 0.02%
1,001
-29
-3% -$537
ICE icon
333
Intercontinental Exchange
ICE
$84.4B
$18.4K 0.02%
109
+76
+230% +$13.6K
INTC icon
334
Intel
INTC
$513B
$18.2K 0.02%
541
-2,561
-83% -$62K
SSNC icon
335
SS&C Technologies
SSNC
$18.6B
$17.8K 0.02%
200
+199
+19,900% +$17.2K
SWK icon
336
Stanley Black & Decker
SWK
$15.7B
$17.5K 0.02%
235
-224
-49% -$16.4K
CARR icon
337
Carrier Global
CARR
$52.8B
$17.1K 0.02%
287
-1,036
-78% -$70.4K
MCHI icon
338
iShares MSCI China ETF
MCHI
$6.38B
$17K 0.02%
258
-2
-0.8% -$120
MVF
339
DELISTED
BlackRock MuniVest Fund
MVF
$16.8K 0.02%
2,449
– –
XAIX
340
Xtrackers Artificial Intelligence and Big Data ETF
XAIX
$171M
$16.5K 0.02%
397
– –
CL icon
341
Colgate-Palmolive
CL
$74.4B
$16.3K 0.02%
204
-41
-17% -$3.5K
KYN icon
342
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$16.2K 0.02%
1,313
– –
THNQ icon
343
ROBO Global Artificial Intelligence ETF
THNQ
$446M
$16K 0.02%
250
– –
GLDM icon
344
SPDR Gold MiniShares Trust
GLDM
$29.7B
$15.9K 0.02%
208
+40
+24% +$2.74K
CB icon
345
Chubb
CB
$135B
$15.8K 0.02%
56
+39
+229% +$10.7K
BCI icon
346
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3B
$15.7K 0.02%
727
+146
+25% +$3.07K
HPE icon
347
Hewlett Packard
HPE
$70.5B
$15.4K 0.02%
626
+391
+166% +$8.64K
AEP icon
348
American Electric Power
AEP
$68.4B
$15.3K 0.02%
136
-621
-82% -$67.9K
SHEL icon
349
Shell
SHEL
$245B
$15K 0.01%
210
+60
+40% +$4.32K
VONV icon
350
Vanguard Russell 1000 Value ETF
VONV
$22B
$15K 0.01%
168
– –
12 13
14
15 16

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.