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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
326
Micron Technology
MU
$991B
$40.3K 0.02%
592
+200
+51% +$13.4K
KR icon
327
Kroger
KR
$34.8B
$40.2K 0.02%
897
+3
+0.3% +$141
BMAR icon
328
Innovator US Equity Buffer ETF March
BMAR
$255M
$40K 0.02%
1,100
– –
FSEP icon
329
FT Vest US Equity Buffer ETF September
FSEP
$1.25B
$39.6K 0.02%
1,067
– –
HYG icon
330
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$39.5K 0.02%
535
-493
-48% -$36.8K
TOTL icon
331
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$39.3K 0.02%
1,018
-539
-35% -$21.4K
MGK icon
332
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$39K 0.02%
860
– –
IVLU icon
333
iShares MSCI Intl Value Factor ETF
IVLU
$4.56B
$38.7K 0.02%
1,525
+436
+40% +$11.2K
IWD icon
334
iShares Russell 1000 Value ETF
IWD
$83.9B
$38.4K 0.02%
253
– –
ARCC icon
335
Ares Capital
ARCC
$14.4B
$38K 0.02%
1,952
+1,570
+411% +$30.4K
BDX icon
336
Becton Dickinson
BDX
$48.2B
$37.7K 0.02%
146
+12
+9% +$3.24K
IIPR icon
337
Innovative Industrial Properties
IIPR
$1.72B
$37.4K 0.02%
495
+4
+0.8% +$320
ALLE icon
338
Allegion
ALLE
$14.4B
$37.2K 0.02%
357
+49
+16% +$5.52K
WBD icon
339
Warner Bros
WBD
$67.1B
$36.7K 0.02%
3,377
-139
-4% -$1.74K
EFX icon
340
Equifax
EFX
$21.4B
$36.6K 0.02%
200
– –
ADI icon
341
Analog Devices
ADI
$190B
$36.6K 0.02%
209
+18
+9% +$3.32K
WH icon
342
Wyndham Hotels & Resorts
WH
$5.48B
$36.5K 0.02%
525
– –
NVS icon
343
Novartis
NVS
$297B
$36.5K 0.02%
358
+44
+14% +$4.47K
MDXG icon
344
MiMedx Group
MDXG
$633M
$36.5K 0.02%
5,000
– –
BHP icon
345
BHP
BHP
$230B
$36.4K 0.02%
639
+174
+37% +$10.2K
WMB icon
346
Williams Companies
WMB
$86.1B
$36.3K 0.02%
1,077
-4,052
-79% -$138K
IJH icon
347
iShares Core S&P Mid-Cap ETF
IJH
$127B
$36.2K 0.02%
725
+410
+130% +$21.5K
VGIT icon
348
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$36.1K 0.02%
632
-27
-4% -$1.56K
IYR icon
349
iShares US Real Estate ETF
IYR
$4.57B
$36K 0.02%
461
+2
+0.4% +$170
SNY icon
350
Sanofi
SNY
$104B
$35.5K 0.02%
662
+162
+32% +$8.64K
12 13
14
15 16

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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.