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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.PRL icon
301
Bank of America Series L
BAC.PRL
$3.99B
– –
-4
Closed -$5.01K
BALL icon
302
Ball Corp
BALL
$16.8B
– –
-39
Closed -$2.07K
BAPR icon
303
Innovator US Equity Buffer ETF April
BAPR
$411M
– –
-100
Closed -$4.8K
BATRA icon
304
Atlanta Braves Holdings Series A
BATRA
$3.43B
– –
-525
Closed -$22.8K
BATT icon
305
Amplify Lithium & Battery Technology ETF
BATT
$124M
– –
-506
Closed -$6.98K
BAX icon
306
Baxter International
BAX
$14.2B
– –
-1,589
Closed -$30.4K
BBCA icon
307
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
– –
-60
Closed -$5.58K
BBDC icon
308
Barings BDC
BBDC
$965M
– –
-6,176
Closed -$56.7K
BBVA icon
309
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
– –
-426
Closed -$9.93K
BCE icon
310
BCE
BCE
$21.2B
– –
-50
Closed -$1.19K
BCI icon
311
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3B
– –
-727
Closed -$14.2K
BCS icon
312
Barclays
BCS
$94.1B
– –
-1,797
Closed -$45.7K
BE icon
313
Bloom Energy
BE
$64.6B
– –
-20
Closed -$1.74K
BFAM icon
314
Bright Horizons
BFAM
$3.86B
– –
-23
Closed -$2.33K
BF.B icon
315
Brown-Forman Class B
BF.B
$13.1B
– –
-70
Closed -$1.83K
BG icon
316
Bunge Global
BG
$20.8B
– –
-36
Closed -$3.21K
BHF icon
317
Brighthouse Financial
BHF
$3.5B
– –
-19
Closed -$917
BHP icon
318
BHP
BHP
$230B
– –
-240
Closed -$14.5K
BIDU icon
319
Baidu
BIDU
$37.2B
– –
-278
Closed -$36.3K
BIIB icon
320
Biogen
BIIB
$30.7B
– –
-7
Closed -$1.23K
BIO icon
321
Bio-Rad Laboratories Class A
BIO
$9.42B
– –
-156
Closed -$47.3K
BITB icon
322
Bitwise Bitcoin ETF
BITB
$2.49B
– –
-505
Closed -$24K
BIV icon
323
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-657
Closed -$51.2K
BIZD icon
324
VanEck BDC Income ETF
BIZD
$1.69B
– –
-2,000
Closed -$28.4K
BJAN icon
325
Innovator US Equity Buffer ETF January
BJAN
$348M
– –
-100
Closed -$5.5K
11 12
13
14 15

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.