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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYDB icon
301
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$23.6K 0.02%
493
+149
+43% +$7.07K
BIV icon
302
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$23.5K 0.02%
301
-440
-59% -$34.1K
VRTX icon
303
Vertex Pharmaceuticals
VRTX
$126B
$23.5K 0.02%
60
+16
+36% +$6.69K
VDE icon
304
Vanguard Energy ETF
VDE
$9.84B
$23.3K 0.02%
185
-316
-63% -$38.9K
SMFG icon
305
Sumitomo Mitsui Financial
SMFG
$164B
$23.1K 0.02%
1,380
-1,478
-52% -$23.7K
RBLX icon
306
Roblox
RBLX
$27B
$23K 0.02%
166
+17
+11% +$2.11K
IYW icon
307
iShares US Technology ETF
IYW
$25.5B
$22.9K 0.02%
117
-692
-86% -$127K
HIMU
308
iShares High Yield Muni Active ETF
HIMU
$2.44B
$22.5K 0.02%
458
+209
+84% +$10K
BOND icon
309
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$22.4K 0.02%
240
– –
FDRR icon
310
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
$22.2K 0.02%
379
– –
SEIM icon
311
SEI QiM U.S. Large Cap Momentum Active ETF
SEIM
$1.46B
$22.2K 0.02%
489
+196
+67% +$8.51K
IDV icon
312
iShares International Select Dividend ETF
IDV
$8.57B
$22.1K 0.02%
605
-3,459
-85% -$124K
SEIV icon
313
SEI QiM U.S. Large Cap Value Active ETF
SEIV
$1.51B
$22K 0.02%
566
+232
+69% +$8.63K
BA icon
314
Boeing
BA
$185B
$22K 0.02%
102
-130
-56% -$29.3K
LQD icon
315
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$21.7K 0.02%
195
– –
TIGO icon
316
Millicom
TIGO
$16.3B
$21.6K 0.02%
446
-6
-1% -$263
AZN icon
317
AstraZeneca
AZN
$250B
$21.6K 0.02%
141
+80
+131% +$12.1K
VFH icon
318
Vanguard Financials ETF
VFH
$13.8B
$21.5K 0.02%
164
-443
-73% -$57.4K
MELI icon
319
Mercado Libre
MELI
$92.3B
$21K 0.02%
9
– –
VGLT icon
320
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$20.9K 0.02%
368
+24
+7% +$1.34K
SPG icon
321
Simon Property Group
SPG
$72.3B
$20.7K 0.02%
110
-14
-11% -$2.42K
SLYV icon
322
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$20.6K 0.02%
232
+1
+0.4% +$85
ECF
323
Ellsworth Growth & Income Fund
ECF
$172M
$20.5K 0.02%
1,767
– –
PSX icon
324
Phillips 66
PSX
$81.4B
$20.4K 0.02%
150
– –
NET icon
325
Cloudflare
NET
$107B
$20K 0.02%
93
+14
+18% +$2.86K
11 12
13
14 15

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.