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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
301
eBay
EBAY
$49.8B
$46.3K 0.03%
1,050
+56
+6% +$2.5K
BKLN icon
302
Invesco Senior Loan ETF
BKLN
$6.74B
$45.5K 0.03%
2,166
+9
+0.4% +$189
IVE icon
303
iShares S&P 500 Value ETF
IVE
$49.8B
$45.4K 0.03%
295
– –
SPTI icon
304
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$45.1K 0.03%
1,640
-1
-0.1% -$28
ALB icon
305
Albemarle
ALB
$15.5B
$45.1K 0.03%
265
-49
-16% -$9.76K
VCSH icon
306
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$44.8K 0.03%
596
+2
+0.3% +$151
PFSI icon
307
PennyMac Financial
PFSI
$4.02B
$44.6K 0.03%
670
– –
FTC icon
308
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$44.4K 0.03%
459
– –
AFT
309
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$44K 0.02%
3,273
+63
+2% +$832
WM icon
310
Waste Management
WM
$91B
$43.9K 0.02%
288
+5
+2% +$809
ESI icon
311
Element Solutions
ESI
$9.23B
$43.8K 0.02%
2,236
-1,735
-44% -$34.5K
EMLC icon
312
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$43.6K 0.02%
1,827
-834
-31% -$20.9K
EMB icon
313
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$43.6K 0.02%
528
-347
-40% -$29.6K
DRI icon
314
Darden Restaurants
DRI
$24.4B
$43K 0.02%
300
– –
VOE icon
315
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$43K 0.02%
328
– –
C icon
316
Citigroup
C
$226B
$42.8K 0.02%
1,042
-197
-16% -$8.65K
IWF icon
317
iShares Russell 1000 Growth ETF
IWF
$128B
$42.8K 0.02%
644
– –
VMBS icon
318
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$41.8K 0.02%
954
+21
+2% +$946
IVOV icon
319
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$41.6K 0.02%
534
– –
HBI
320
DELISTED
Hanesbrands
HBI
$41.5K 0.02%
10,482
+524
+5% +$2.54K
PAYX icon
321
Paychex
PAYX
$42.7B
$41.2K 0.02%
357
– –
ETN icon
322
Eaton
ETN
$174B
$41.2K 0.02%
193
– –
ORCL icon
323
Oracle
ORCL
$423B
$41.1K 0.02%
388
+62
+19% +$7.18K
MGC icon
324
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$41K 0.02%
270
– –
FIXD icon
325
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$40.5K 0.02%
962
-29
-3% -$1.26K
11 12
13
14 15

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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.