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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APPS icon
276
Digital Turbine
APPS
$1.74B
– –
-400
Closed -$2K
APTV icon
277
Aptiv
APTV
$10.3B
– –
-8
Closed -$609
ARCC icon
278
Ares Capital
ARCC
$14.4B
– –
-250
Closed -$5.06K
ARE icon
279
Alexandria Real Estate Equities
ARE
$8.56B
– –
-28
Closed -$1.37K
ARES icon
280
Ares Management
ARES
$30.9B
– –
-13
Closed -$2.1K
ARGX icon
281
argenx
ARGX
$54.1B
– –
-14
Closed -$11.8K
ARKG icon
282
ARK Genomic Revolution ETF
ARKG
$1.73B
– –
-40
Closed -$1.16K
ARKK icon
283
ARK Innovation ETF
ARKK
$6.29B
– –
-574
Closed -$44.2K
ARM icon
284
Arm
ARM
$302B
– –
-28
Closed -$3.06K
ARQQ icon
285
Arqit Quantum
ARQQ
$399M
– –
-245
Closed -$5.36K
ASA
286
ASA Gold and Precious Metals
ASA
$1.09B
– –
-20
Closed -$1.19K
ASH icon
287
Ashland
ASH
$3.5B
– –
-65
Closed -$3.81K
ASIX icon
288
AdvanSix
ASIX
$444M
– –
-24
Closed -$425
ASML icon
289
ASML
ASML
$669B
– –
-35
Closed -$37.4K
ASND icon
290
Ascendis Pharma A/S
ASND
$16.8B
– –
-5
Closed -$1.07K
ATO icon
291
Atmos Energy
ATO
$28.8B
– –
-149
Closed -$25K
AVB icon
292
AvalonBay Communities
AVB
$26.8B
– –
-79
Closed -$14.3K
AVNT icon
293
Avient
AVNT
$4.19B
– –
-42
Closed -$1.31K
AVUV icon
294
Avantis US Small Cap Value ETF
AVUV
$30.8B
– –
-528
Closed -$53.8K
AXON
295
Axon Enterprise
AXON
$46.4B
– –
-6
Closed -$3.41K
AYI icon
296
Acuity Brands
AYI
$10.8B
– –
-7
Closed -$2.52K
AZN icon
297
AstraZeneca
AZN
$250B
– –
-224
Closed -$41.1K
AZZ icon
298
AZZ Inc
AZZ
$4.54B
– –
-110
Closed -$11.8K
BA icon
299
Boeing
BA
$185B
– –
-210
Closed -$45.6K
BAB icon
300
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
– –
-40
Closed -$1.09K
10 11
12
13 14

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.