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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIO
226
Western Asset High Income Opportunity Fund
HIO
$340M
$66.4K 0.02%
18,300
– –
ABEV icon
227
Ambev
ABEV
$46.4B
$30.2K 0.01%
10,339
+3,287
+47% +$9.39K
A icon
228
Agilent Technologies
A
$41.2B
– –
-45
Closed -$6.12K
AB icon
229
AllianceBernstein
AB
$3.47B
– –
-590
Closed -$22.7K
AAXJ icon
230
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
– –
-6
Closed -$559
ABR icon
231
Arbor Realty Trust
ABR
$998M
– –
-300
Closed -$2.33K
ABT icon
232
Abbott
ABT
$187B
– –
-934
Closed -$117K
ACB
233
Aurora Cannabis
ACB
$185M
– –
-2
Closed -$8
ACGL icon
234
Arch Capital
ACGL
$33.6B
– –
-89
Closed -$8.54K
ACHR icon
235
Archer Aviation
ACHR
$4.26B
– –
-300
Closed -$2.26K
ACIW icon
236
ACI Worldwide
ACIW
$5.42B
– –
-60
Closed -$2.87K
ACLS icon
237
Axcelis
ACLS
$4.33B
– –
-30
Closed -$2.41K
ACN icon
238
Accenture
ACN
$108B
– –
-27
Closed -$7.24K
ACWV icon
239
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-861
Closed -$102K
ACWX icon
240
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
– –
-10
Closed -$671
ADI icon
241
Analog Devices
ADI
$190B
– –
-540
Closed -$146K
ADP icon
242
Automatic Data Processing
ADP
$108B
– –
-218
Closed -$56.1K
AEE icon
243
Ameren
AEE
$30.1B
– –
-342
Closed -$34.1K
AEM icon
244
Agnico Eagle Mines
AEM
$90.5B
– –
-24
Closed -$4.07K
AEP icon
245
American Electric Power
AEP
$68.4B
– –
-1,097
Closed -$127K
AFL icon
246
Aflac
AFL
$62.6B
– –
-335
Closed -$36.9K
AFRM icon
247
Affirm
AFRM
$25.2B
– –
-6
Closed -$447
AGNC icon
248
AGNC Investment
AGNC
$12.9B
– –
-4,218
Closed -$45.2K
AGQ icon
249
ProShares Ultra Silver
AGQ
$1.38B
– –
-375
Closed -$58.2K
AGZD icon
250
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
– –
-42
Closed -$945
8 9
10
11 12

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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.