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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMCC
51
DELISTED
Old Market Capital Corp
OMCC
$1.11M 0.56%
160,900
-9,171
-5% -$52.5K
SENEA icon
52
Seneca Foods Class A
SENEA
$1.15B
$1.08M 0.55%
20,685
+10,314
+99% +$540K
UNH icon
53
UnitedHealth
UNH
$389B
$1.08M 0.55%
2,049
+152
+8% +$81.1K
HON icon
54
Honeywell
HON
$78.3B
$1.05M 0.53%
5,323
– –
CP icon
55
Canadian Pacific Kansas City
CP
$81.4B
$1.05M 0.53%
13,250
– –
CSWC icon
56
Capital Southwest
CSWC
$1.48B
$1.02M 0.52%
43,228
– –
VUG icon
57
Vanguard Growth ETF
VUG
$216B
$1.01M 0.51%
19,398
-1,284
-6% -$62K
ENB icon
58
Enbridge
ENB
$121B
$995K 0.51%
27,613
+335
+1% +$11.3K
ABBV icon
59
AbbVie
ABBV
$465B
$959K 0.49%
6,191
-114
-2% -$16.6K
MRK icon
60
Merck
MRK
$326B
$953K 0.48%
8,741
-193
-2% -$20K
INTG icon
61
InterGroup Corp
INTG
$62.1M
$877K 0.45%
44,711
-10,890
-20% -$267K
VZ icon
62
Verizon
VZ
$201B
$869K 0.44%
23,042
-1,623
-7% -$57.4K
BRK.B icon
63
Berkshire Hathaway Class B
BRK.B
$1.11T
$860K 0.44%
2,411
+577
+31% +$203K
ELSE icon
64
Electro-Sensors
ELSE
$27.3M
$849K 0.43%
223,581
– –
XLE icon
65
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$829K 0.42%
19,766
+942
+5% +$40.3K
AIV
66
Aimco
AIV
$375M
$820K 0.42%
104,700
– –
GILD icon
67
Gilead Sciences
GILD
$167B
$793K 0.4%
9,788
-146
-1% -$11.4K
ONB icon
68
Old National Bancorp
ONB
$10.3B
$785K 0.4%
46,492
– –
LMT icon
69
Lockheed Martin
LMT
$134B
$785K 0.4%
1,731
+132
+8% +$58.5K
JNJ icon
70
Johnson & Johnson
JNJ
$643B
$773K 0.39%
4,932
-45
-0.9% -$6.9K
DLR icon
71
Digital Realty Trust
DLR
$71.5B
$769K 0.39%
5,715
+92
+2% +$11.9K
QCOM icon
72
Qualcomm
QCOM
$172B
$753K 0.38%
5,209
+293
+6% +$36.3K
PG icon
73
Procter & Gamble
PG
$347B
$729K 0.37%
4,977
-170
-3% -$25.2K
DHR icon
74
Danaher
DHR
$140B
$728K 0.37%
3,147
-516
-14% -$110K
SSBK
75
DELISTED
Southern States Bancshares
SSBK
$717K 0.36%
24,494
– –
1 2
3
4 5

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.