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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOD
701
Gladstone Commercial Corp
GOOD
$601M
$2.43K ﹤0.01%
200
– –
EWK icon
702
iShares MSCI Belgium ETF
EWK
$163M
$2.42K ﹤0.01%
140
– –
OSK icon
703
Oshkosh
OSK
$9.66B
$2.39K ﹤0.01%
25
– –
VVV icon
704
Valvoline
VVV
$5.02B
$2.39K ﹤0.01%
74
– –
STWD icon
705
Starwood Property Trust
STWD
$5.97B
$2.36K ﹤0.01%
122
– –
DOOR
706
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$2.33K ﹤0.01%
25
– –
SPOT icon
707
Spotify
SPOT
$97.8B
$2.32K ﹤0.01%
+15
New +$2.29K
WU icon
708
Western Union
WU
$2.14B
$2.31K ﹤0.01%
175
– –
TPR icon
709
Tapestry
TPR
$31.8B
$2.3K ﹤0.01%
+80
New +$2.93K
HFRO
710
Highland Opportunities and Income Fund
HFRO
$415M
$2.29K ﹤0.01%
285
– –
ADI icon
711
Analog Devices
ADI
$184B
$2.28K ﹤0.01%
13
– –
LYB icon
712
LyondellBasell Industries
LYB
$19.6B
$2.27K ﹤0.01%
24
– –
PBI icon
713
Pitney Bowes
PBI
$2.53B
$2.27K ﹤0.01%
750
– –
SPRB
714
Spruce Biosciences
SPRB
$122M
$2.26K ﹤0.01%
13
– –
PLD icon
715
Prologis
PLD
$131B
$2.24K ﹤0.01%
20
– –
SOHO
716
DELISTED
Sotherly Hotels
SOHO
$2.22K ﹤0.01%
1,315
– –
WAL icon
717
Western Alliance Bancorporation
WAL
$9.28B
$2.21K ﹤0.01%
48
– –
ASH icon
718
Ashland
ASH
$3.31B
$2.21K ﹤0.01%
27
– –
FDIQ
719
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$50.2M
$2.19K ﹤0.01%
50
– –
PGX icon
720
Invesco Preferred ETF
PGX
$3.81B
$2.19K ﹤0.01%
200
– –
EXG icon
721
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$2.18K ﹤0.01%
296
– –
BIO icon
722
Bio-Rad Laboratories Class A
BIO
$8.93B
$2.15K ﹤0.01%
6
– –
SCX
723
DELISTED
The L.S. Starrett Company
SCX
$2.15K ﹤0.01%
200
– –
SCHH icon
724
Schwab US REIT ETF
SCHH
$11.4B
$2.13K ﹤0.01%
120
– –
RGLD icon
725
Royal Gold
RGLD
$17.5B
$2.13K ﹤0.01%
20
– –
27 28
29
30 31

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MAMHA
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IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.