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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
501
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$1.79K ﹤0.01%
+40
New +$1.84K
DIV icon
502
Global X SuperDividend US ETF
DIV
$796M
$1.75K ﹤0.01%
+100
New +$1.84K
SPYM
503
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$1.73K ﹤0.01%
+36
New +$1.69K
WAB icon
504
Wabtec
WAB
$51.7B
$1.72K ﹤0.01%
17
+6
+55% +$613
ETN icon
505
Eaton
ETN
$150B
$1.71K ﹤0.01%
+10
New +$1.67K
BP icon
506
BP
BP
$107B
$1.52K ﹤0.01%
40
– –
EMR icon
507
Emerson Electric
EMR
$85B
$1.48K ﹤0.01%
+17
New +$1.49K
EMDV icon
508
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.24M
$1.41K ﹤0.01%
+30
New +$1.43K
AA icon
509
Alcoa
AA
$11.7B
$1.4K ﹤0.01%
+33
New +$1.59K
CME icon
510
CME Group
CME
$93.5B
$1.34K ﹤0.01%
+7
New +$1.27K
TIP icon
511
iShares TIPS Bond ETF
TIP
$14.5B
$1.32K ﹤0.01%
+12
New +$1.3K
MELI icon
512
Mercado Libre
MELI
$94.4B
$1.32K ﹤0.01%
+1
New +$1.14K
CNP icon
513
CenterPoint Energy
CNP
$29B
$1.3K ﹤0.01%
+44
New +$1.28K
WDS icon
514
Woodside Energy
WDS
$42.1B
$1.28K ﹤0.01%
+57
New +$1.37K
VRTX icon
515
Vertex Pharmaceuticals
VRTX
$124B
$1.26K ﹤0.01%
4
-496
-99% -$149K
APH icon
516
Amphenol
APH
$177B
$1.14K ﹤0.01%
+28
New +$1.11K
ONL
517
Orion Office REIT
ONL
$148M
$1.14K ﹤0.01%
170
-318
-65% -$2.58K
FISV
518
Fiserv Inc
FISV
$28.9B
$1.13K ﹤0.01%
+10
New +$1.1K
CF icon
519
CF Industries
CF
$18.9B
$1.09K ﹤0.01%
+15
New +$1.23K
SPMD icon
520
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$1.05K ﹤0.01%
+24
New +$1.07K
GGZ
521
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$1.05K ﹤0.01%
+90
New +$1.09K
HBAN icon
522
Huntington Bancshares
HBAN
$35B
$1.04K ﹤0.01%
+93
New +$1.29K
PPL
523
PPL Corp
PPL
$27.3B
$1.03K ﹤0.01%
+37
New +$1.05K
BABA icon
524
Alibaba
BABA
$276B
$1.02K ﹤0.01%
+10
New +$1K
SPSM icon
525
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.2B
$1.02K ﹤0.01%
+27
New +$1.05K
19 20
21
22 23

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.