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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
501
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$18.1K 0.01%
170
– –
ICF icon
502
iShares Select U.S. REIT ETF
ICF
$2.13B
$17.9K 0.01%
290
– –
DEM icon
503
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.84B
$17.4K 0.01%
+350
New +$17.4K
SPSB icon
504
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$17.4K 0.01%
577
– –
FLRN icon
505
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$17.3K 0.01%
561
– –
HWM icon
506
Howmet Aerospace
HWM
$114B
$17K 0.01%
74
– –
PFG icon
507
Principal Financial Group
PFG
$24.5B
$16.2K 0.01%
+180
New +$16.5K
BBDC icon
508
Barings BDC
BBDC
$885M
$16.1K 0.01%
1,958
– –
ASM
509
Avino Silver & Gold Mines
ASM
$964M
$15.9K 0.01%
+2,521
New +$20.2K
TRP icon
510
TC Energy
TRP
$70.5B
$15.8K 0.01%
253
+100
+65% +$6.03K
LAC
511
Lithium Americas
LAC
$972M
$15.8K 0.01%
4,000
– –
SPYD icon
512
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.78B
$15.6K 0.01%
343
– –
IJH icon
513
iShares Core S&P Mid-Cap ETF
IJH
$123B
$15.6K 0.01%
231
– –
CRWV
514
CoreWeave
CRWV
$36.7B
$15.5K 0.01%
200
– –
SYK icon
515
Stryker
SYK
$133B
$15.4K 0.01%
47
– –
URI icon
516
United Rentals
URI
$67.9B
$15.3K 0.01%
21
– –
LYV icon
517
Live Nation Entertainment
LYV
$42.1B
$15.3K 0.01%
100
– –
STZ icon
518
Constellation Brands
STZ
$22.5B
$15K 0.01%
100
– –
NVO
519
Novo Nordisk
NVO
$225B
$15K 0.01%
407
+185
+83% +$8.77K
EIX icon
520
Edison International
EIX
$30.7B
$14.6K 0.01%
200
– –
ASX icon
521
ASE Group
ASX
$74.4B
$14.4K 0.01%
666
– –
AWK icon
522
American Water Works
AWK
$27B
$14.4K 0.01%
106
– –
BE icon
523
Bloom Energy
BE
$47.5B
$14.2K 0.01%
105
-40
-28% -$5.87K
HII icon
524
Huntington Ingalls Industries
HII
$11.8B
$14.1K 0.01%
37
– –
FDN icon
525
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$14K 0.01%
60
– –
19 20
21
22 23

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HWM
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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.