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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+1.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$137M
AUM Growth
+$23.8M
Cap. Flow
+$24.7M
Cap. Flow %
18.01%
Top 10 Hldgs %
29.14%
Holding
570
New
253
Increased
134
Reduced
21
Closed
4

Top Buys

Rank Stock Value
1
MSA icon
Mine Safety
MSA
+$1.01M
2
KNTK icon
Kinetik
KNTK
+$675K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$625K
4
XOM icon
ExxonMobil
XOM
+$616K
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$461K

Top Sells

Rank Stock Value
1
NEOG icon
Neogen
NEOG
+$662K
2
O icon
Realty Income
O
+$344K
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$149K
4
MPLX icon
MPLX
MPLX
+$131K
5
KEYS icon
Keysight
KEYS
+$84.9K

Sector Composition

Rank Sector Weight
1 Financials 24.7%
2 Technology 13.59%
3 Industrials 10.7%
4 Consumer Staples 8.84%
5 Real Estate 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSW
26
CSW Industrials
CSW
$4.87B
$1.27M 0.93%
9,164
+628
+7% +$84.8K
MCI
27
Barings Corporate Investors
MCI
$343M
$1.24M 0.9%
87,664
+12,146
+16% +$172K
INBK icon
28
First Internet Bancorp
INBK
$236M
$1.11M 0.81%
66,883
+1,700
+3% +$41K
IBM icon
29
IBM
IBM
$214B
$1.11M 0.81%
8,443
+2,656
+46% +$355K
DIT icon
30
AMCON Distributing
DIT
$1.06M 0.77%
9,515
+81
+0.9% +$9.24K
ENB icon
31
Enbridge
ENB
$121B
$1.04M 0.76%
27,348
+1,929
+8% +$75.7K
ELSE icon
32
Electro-Sensors
ELSE
$27.3M
$1.03M 0.75%
229,581
+18,405
+9% +$83.2K
CWBC
33
DELISTED
Community West BanCshares
CWBC
$998K 0.73%
78,857
+365
+0.5% +$5.23K
OMCC
34
DELISTED
Old Market Capital Corp
OMCC
$980K 0.71%
159,485
+5,311
+3% +$33.5K
PNBK icon
35
Patriot National Bancorp
PNBK
$129M
$972K 0.71%
110,200
+20,100
+22% +$211K
KEYS icon
36
Keysight
KEYS
$52.2B
$907K 0.66%
5,615
-500
-8% -$84.9K
MNTX
37
DELISTED
Manitex International, Inc.
MNTX
$905K 0.66%
173,725
+3,000
+2% +$14.7K
ONB icon
38
Old National Bancorp
ONB
$10.3B
$890K 0.65%
61,729
– –
CSCO icon
39
Cisco
CSCO
$456B
$890K 0.65%
17,022
+7,987
+88% +$390K
SBUX icon
40
Starbucks
SBUX
$118B
$885K 0.64%
8,495
+498
+6% +$51.8K
HD icon
41
Home Depot
HD
$343B
$863K 0.63%
2,924
+791
+37% +$243K
AIV
42
Aimco
AIV
$375M
$821K 0.6%
106,700
-4,000
-4% -$29.8K
DHR icon
43
Danaher
DHR
$140B
$818K 0.6%
3,663
– –
JPM icon
44
JPMorgan Chase
JPM
$950B
$816K 0.59%
6,263
+2,342
+60% +$321K
CSWC icon
45
Capital Southwest
CSWC
$1.48B
$769K 0.56%
43,228
+700
+2% +$12.9K
AXR icon
46
AMREP Corp
AXR
$121M
$768K 0.56%
54,872
+190
+0.3% +$2.46K
XOM icon
47
ExxonMobil
XOM
$634B
$750K 0.55%
6,835
+5,565
+438% +$616K
MCD icon
48
McDonald's
MCD
$194B
$744K 0.54%
2,660
+620
+30% +$166K
XLE icon
49
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$736K 0.54%
17,770
– –
META icon
50
Meta Platforms (Facebook)
META
$1.51T
$706K 0.51%
3,333
-42
-1% -$7.15K
1
2
3 4 5

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Caldwell Sutter Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Sutter Capital held 570 positions worth $137M, up 21% from $113M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Sutter Capital deployed $24.7M of net new capital in Q1 2023, opening 253 new positions and adding to 134 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 29% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Neogen, an estimated $662K trimmed.

  • Caldwell Sutter Capital's largest Q1 2023 buy was PIMCO Active Bond Exchange-Traded Fund: 4,986 shares worth $462K.
  • Caldwell Sutter Capital added most to Mine Safety in Q1 2023, an estimated $1.01M increase.
  • Caldwell Sutter Capital's biggest Q1 2023 reduction was Neogen, cutting an estimated $662K.
  • Caldwell Sutter Capital fully exited MPLX in Q1 2023, selling an estimated $131K.
  • Caldwell Sutter Capital's ten largest holdings make up 29% of its $137M portfolio in Q1 2023.
  • Caldwell Sutter Capital opened 253 new positions and closed 4 in Q1 2023.
  • Caldwell Sutter Capital's portfolio value rose 21% quarter-over-quarter to $137M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2023, filed 25 Apr 2023.