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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWI icon
401
iShares MSCI ACWI ETF
ACWI
$33.4B
$25.4K 0.01%
275
– –
TROW icon
402
T. Rowe Price
TROW
$24.7B
$25.4K 0.01%
242
+4
+2% +$451
SPSM icon
403
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$25.4K 0.01%
687
– –
CSX icon
404
CSX Corp
CSX
$94.5B
$25.2K 0.01%
821
-100
-11% -$3.17K
NEM icon
405
Newmont
NEM
$103B
$25.2K 0.01%
682
– –
LHX icon
406
L3Harris
LHX
$53.1B
$25.1K 0.01%
144
– –
BANC icon
407
Banc of California
BANC
$3.09B
$24.8K 0.01%
2,000
– –
NI icon
408
NiSource
NI
$21.3B
$24.7K 0.01%
1,000
– –
EWU icon
409
iShares MSCI United Kingdom ETF
EWU
$4.14B
$24.6K 0.01%
777
+158
+26% +$5.09K
HUN icon
410
Huntsman Corp
HUN
$1.83B
$24.4K 0.01%
1,000
– –
DTE icon
411
DTE Energy
DTE
$29.5B
$24.3K 0.01%
245
-20
-8% -$2.15K
AL
412
DELISTED
Air Lease Corp
AL
$24.2K 0.01%
615
-400
-39% -$16.4K
TIP icon
413
iShares TIPS Bond ETF
TIP
$14.5B
$24.1K 0.01%
232
+10
+5% +$1.06K
NGVT icon
414
Ingevity
NGVT
$2.6B
$23.8K 0.01%
500
– –
VGT icon
415
Vanguard Information Technology ETF
VGT
$147B
$23.6K 0.01%
456
-24
-5% -$1.3K
METV icon
416
Roundhill Ball Metaverse ETF
METV
$217M
$23.6K 0.01%
2,490
– –
BOH icon
417
Bank of Hawaii
BOH
$3.19B
$23.6K 0.01%
475
+100
+27% +$5.14K
BND icon
418
Vanguard Total Bond Market
BND
$158B
$23.4K 0.01%
335
– –
AEY
419
DELISTED
ADDvantage Technologies Group
AEY
$23.2K 0.01%
6,106
-1,000
-14% -$4.96K
BIL icon
420
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$23.1K 0.01%
252
– –
SPYD icon
421
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.83B
$23K 0.01%
655
+312
+91% +$11.6K
NOC icon
422
Northrop Grumman
NOC
$78.4B
$22.9K 0.01%
52
– –
VBR icon
423
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$22.8K 0.01%
143
– –
ISRG icon
424
Intuitive Surgical
ISRG
$130B
$22.8K 0.01%
78
– –
IYM icon
425
iShares US Basic Materials ETF
IYM
$1.21B
$22.7K 0.01%
180
– –
15 16
17
18 19

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MAMHA
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HA
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DB
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HWM
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EPIM
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ZEP
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NTCM
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Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.