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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$16.1M
Cap. Flow
+$406K
Cap. Flow %
0.21%
Top 10 Hldgs %
22.2%
Holding
991
New
100
Increased
183
Reduced
143
Closed
34

Top Buys

Rank Stock Value
1
SENEA icon
Seneca Foods Class A
SENEA
+$540K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K
3
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$215K
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$213K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$203K

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$498K
2
CTG
Computer Task Group, Inc.
CTG
+$342K
3
GOLD
Gold.com Inc
GOLD
+$299K
4
INTG icon
InterGroup Corp
INTG
+$267K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$211K

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Technology 13.01%
3 Industrials 12.76%
4 Consumer Staples 7.98%
5 Energy 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOPE icon
351
Hope Bancorp
HOPE
$1.8B
$44.7K 0.02%
3,700
-700
-16% -$6.96K
HES
352
DELISTED
Hess
HES
$44.7K 0.02%
310
– –
CWT icon
353
California Water Service
CWT
$3.08B
$44.3K 0.02%
855
– –
TMO icon
354
Thermo Fisher Scientific
TMO
$213B
$44.1K 0.02%
83
– –
PFF icon
355
iShares Preferred and Income Securities ETF
PFF
$13.2B
$43.2K 0.02%
1,385
– –
VXUS icon
356
Vanguard Total International Stock ETF
VXUS
$152B
$43.2K 0.02%
745
– –
AEO icon
357
American Eagle Outfitters
AEO
$2.95B
$42.3K 0.02%
2,000
– –
SPYM
358
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$41.8K 0.02%
747
– –
CMS icon
359
CMS Energy
CMS
$22.9B
$41.6K 0.02%
717
+53
+8% +$2.96K
DBRG icon
360
DigitalBridge
DBRG
$2.93B
$41.3K 0.02%
2,352
-581
-20% -$9.56K
SCHD icon
361
Schwab US Dividend Equity ETF
SCHD
$105B
$41.1K 0.02%
+1,620
New +$38.6K
EWU icon
362
iShares MSCI United Kingdom ETF
EWU
$4.11B
$41K 0.02%
1,242
+465
+60% +$14.8K
KNF icon
363
Knife River
KNF
$4.33B
$40.9K 0.02%
618
– –
MGM icon
364
MGM Resorts International
MGM
$11.8B
$40.7K 0.02%
910
– –
TOTL icon
365
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$40.7K 0.02%
1,010
+598
+145% +$23.2K
NTR icon
366
Nutrien
NTR
$33.7B
$40.6K 0.02%
721
+32
+5% +$1.81K
TKR icon
367
Timken Company
TKR
$9.29B
$40.1K 0.02%
500
– –
AVY icon
368
Avery Dennison
AVY
$12.8B
$40K 0.02%
198
– –
RY icon
369
Royal Bank of Canada
RY
$289B
$39.9K 0.02%
395
– –
GEHC icon
370
GE HealthCare
GEHC
$32.4B
$39.9K 0.02%
516
-3
-0.6% -$210
OPI
371
DELISTED
Office Properties Income Trust
OPI
$38.7K 0.02%
5,287
– –
NTAP icon
372
NetApp
NTAP
$34.5B
$38.4K 0.02%
436
-12
-3% -$966
IGIB icon
373
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$37.7K 0.02%
725
– –
BANX
374
ArrowMark Financial
BANX
$196M
$37.1K 0.02%
2,041
– –
MXC icon
375
Mexco Energy
MXC
$17.5M
$36.5K 0.02%
4,000
+3,000
+300% +$34K
13 14
15
16 17

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Caldwell Sutter Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Sutter Capital held 991 positions worth $197M, up 8.9% from $181M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Caldwell Sutter Capital's Q4 2023 filing shows 100 new, 183 increased, 143 reduced and 34 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K. The largest sale was Visa, an estimated $498K.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 33,864 shares worth $229K.
  • Caldwell Sutter Capital added most to Seneca Foods Class A in Q4 2023, an estimated $540K increase.
  • Caldwell Sutter Capital's biggest Q4 2023 reduction was Visa, cutting an estimated $498K.
  • Caldwell Sutter Capital fully exited Computer Task Group, Inc. in Q4 2023, selling an estimated $342K.
  • Caldwell Sutter Capital's ten largest holdings make up 22% of its $197M portfolio in Q4 2023.
  • Caldwell Sutter Capital opened 100 new positions and closed 34 in Q4 2023.
  • Caldwell Sutter Capital's portfolio value rose 8.9% quarter-over-quarter to $197M.

Based on Caldwell Sutter Capital's 13F filing for Q4 2023, filed 19 Jan 2024.