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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$246M
AUM Growth
+$10M
Cap. Flow
+$3.64M
Cap. Flow %
1.48%
Top 10 Hldgs %
23.16%
Holding
913
New
36
Increased
169
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
KNTK icon
Kinetik
KNTK
+$1.93M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.56M
3
EMBJ
Embraer S.A. ADS
EMBJ
+$638K
4
BANX
ArrowMark Financial
BANX
+$506K
5
CET
Central Securities Corp
CET
+$470K

Top Sells

Rank Stock Value
1
MOD icon
Modine Manufacturing
MOD
+$696K
2
OMCC
Old Market Capital Corp
OMCC
+$632K
3
MSA icon
Mine Safety
MSA
+$525K
4
AAPL icon
Apple
AAPL
+$502K
5
GOLD
Gold.com Inc
GOLD
+$337K

Sector Composition

Rank Sector Weight
1 Financials 24.98%
2 Industrials 12.43%
3 Technology 11.13%
4 Consumer Staples 7.46%
5 Energy 7.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
276
Truist Financial
TFC
$64.7B
$112K 0.05%
2,444
-169
-6% -$8.35K
DVY icon
277
iShares Select Dividend ETF
DVY
$24.1B
$110K 0.04%
729
-47
-6% -$7.1K
FFWM
278
DELISTED
First Foundation Inc
FFWM
$108K 0.04%
18,309
– –
CAG icon
279
Conagra Brands
CAG
$7.38B
$108K 0.04%
6,870
+2,658
+63% +$46.9K
MET icon
280
MetLife
MET
$62.7B
$108K 0.04%
1,523
+86
+6% +$6.44K
NIC icon
281
Nicolet Bankshares
NIC
$3.65B
$107K 0.04%
720
– –
WDAY icon
282
Workday
WDAY
$39.4B
$107K 0.04%
822
-36
-4% -$5.71K
SMID icon
283
Smith-Midland
SMID
$155M
$106K 0.04%
3,272
– –
UBFO
284
DELISTED
United Security Bancshares
UBFO
$106K 0.04%
10,065
– –
XLP icon
285
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$105K 0.04%
1,283
+5
+0.4% +$421
TKR icon
286
Timken Company
TKR
$9.72B
$103K 0.04%
1,025
– –
VCSH icon
287
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$103K 0.04%
1,298
-50
-4% -$3.98K
RVSB icon
288
Riverview Bancorp
RVSB
$109M
$102K 0.04%
18,500
– –
SPYG icon
289
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$101K 0.04%
1,029
– –
EUSA icon
290
iShares MSCI USA Equal Weighted ETF
EUSA
$1.84B
$100K 0.04%
986
+711
+259% +$75K
TCBK icon
291
TriCo Bancshares
TCBK
$1.85B
$99.9K 0.04%
2,102
– –
SOLS
292
Solstice Advanced Materials
SOLS
$9.1B
$99.8K 0.04%
1,310
– –
SDY icon
293
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$99.2K 0.04%
680
+30
+5% +$4.47K
HLX icon
294
Helix Energy Solutions
HLX
$1.35B
$98.9K 0.04%
10,000
– –
EXE
295
Expand Energy Corp
EXE
$21.2B
$98.8K 0.04%
900
– –
XLI icon
296
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$98.7K 0.04%
610
– –
CVBF icon
297
CVB Financial
CVBF
$4.02B
$98.3K 0.04%
5,068
– –
NE icon
298
Noble Corp
NE
$6.25B
$98.1K 0.04%
2,000
– –
EXK
299
Endeavour Silver
EXK
$2.29B
$97.6K 0.04%
10,483
+4,557
+77% +$51.5K
SO icon
300
Southern Company
SO
$109B
$96.9K 0.04%
1,004
+10
+1% +$925
10 11
12
13 14

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Caldwell Sutter Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Caldwell Sutter Capital held 913 positions worth $246M, up 4.2% from $236M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q1 2026 filing shows 36 new, 169 increased, 158 reduced and 21 closed positions. Its largest new stake was Embraer S.A. ADS: 9,322 shares worth $553K. The largest sale was Modine Manufacturing, an estimated $696K.

By sector, the portfolio is most concentrated in Financials at 25% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

  • Caldwell Sutter Capital's largest Q1 2026 buy was Embraer S.A. ADS: 9,322 shares worth $553K.
  • Caldwell Sutter Capital added most to Kinetik in Q1 2026, an estimated $1.93M increase.
  • Caldwell Sutter Capital's biggest Q1 2026 reduction was Modine Manufacturing, cutting an estimated $696K.
  • Caldwell Sutter Capital fully exited Old Market Capital Corp in Q1 2026, selling an estimated $632K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $246M portfolio in Q1 2026.
  • Caldwell Sutter Capital opened 36 new positions and closed 21 in Q1 2026.
  • Caldwell Sutter Capital's portfolio value rose 4.2% quarter-over-quarter to $246M.

Based on Caldwell Sutter Capital's 13F filing for Q1 2026, filed 6 May 2026.