We are live on ! Find out more
BGC

Birch Grove Capital Portfolio holdings

AUM $9.51M
1-Year Est. Return 0.22%
This Fund
S&P 500
This Quarter Est. Return
+1.95%
1 Year Est. Return
+0.22%
3 Year Est. Return
-2.66%
5 Year Est. Return
+14%
10 Year Est. Return
–
AUM
$221M
AUM Growth
+$8.73M
Cap. Flow
-$128M
Cap. Flow %
-57.82%
Top 10 Hldgs %
62.19%
Holding
55
New
5
Increased
6
Reduced
2
Closed
8
Avg Time Held Equity + Options
2.7 quarters
Top 10 Avg Time Held Equity + Options
1.7 quarters
Top 20 Avg Time Held Equity + Options
2.5 quarters
Avg Time Held Equity only
2.8 quarters
Top 10 Avg Time Held Equity only
1.7 quarters
Top 20 Avg Time Held Equity only
2.5 quarters

Top Buys

Rank Stock Value
1
NOTV icon
Inotiv
NOTV
+$13.2M
2
KAMN icon
Kaman Corp
KAMN
+$1.6M
3
CHX icon
ChampionX
CHX
+$1.38M
4
LVLU icon
Lulu's Fashion Lounge
LVLU
+$293K
5
OI icon
O-I Glass
OI
+$231K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.71M
2
DIS icon
Walt Disney
DIS
+$2.65M
3
HHH icon
Howard Hughes
HHH
+$1.93M
4
RDUS icon
Radius Health, Inc.
RDUS
+$521K
5
FLXN icon
Flexion Therapeutics, Inc.
FLXN
+$378K

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.16%
2 Healthcare 7.35%
3 Industrials 3.29%
4 Financials 3.13%
5 Consumer Discretionary 1.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NOTV icon
1
DELISTED
Inotiv
NOTV
$12.5M 5.64%
+296,097
New +$13.2M
2021 Q4
0 quarters
CVIIU icon
2
DELISTED
Churchill Capital Corp VII Units
CVIIU
$4.01M 1.81%
400,000
– –
2021 Q1
3 quarters
CCVI.U
3
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$3.98M 1.8%
400,000
– –
2021 Q1
3 quarters
CCV
4
DELISTED
Churchill Capital Corp V
CCV
$3.94M 1.78%
400,000
– –
2021 Q2
2 quarters
SPR icon
5
DELISTED
Spirit AeroSystems
SPR
$3.03M 1.37%
70,220
+4,500
+7% +$193K
2021 Q2
2 quarters
BMRN icon
6
BioMarin Pharmaceuticals
BMRN
$10.7B
$2.73M 1.23%
30,850
– –
2020 Q3
5 quarters
BCO icon
7
Brink's
BCO
$4.22B
$2.48M 1.12%
37,873
+3,300
+10% +$213K
2020 Q3
5 quarters
OI icon
8
O-I Glass
OI
$910M
$2.01M 0.91%
167,450
+18,250
+12% +$231K
2020 Q2
6 quarters
DHT icon
9
DHT Holdings
DHT
$4.23B
$1.81M 0.82%
348,278
+26,898
+8% +$161K
2020 Q3
5 quarters
KAMN icon
10
DELISTED
Kaman Corp
KAMN
$1.75M 0.79%
+40,574
New +$1.6M
2021 Q4
0 quarters
SLQT icon
11
SelectQuote
SLQT
$63.3M
$1.55M 0.7%
170,731
– –
2020 Q4
4 quarters
LVS icon
12
Las Vegas Sands
LVS
$23.4B
$1.53M 0.69%
40,750
– –
2020 Q2
6 quarters
CHX icon
13
DELISTED
ChampionX
CHX
$1.19M 0.54%
+58,850
New +$1.38M
2021 Q4
0 quarters
GOCO icon
14
DELISTED
GoHealth
GOCO
$1.19M 0.54%
20,847
– –
2020 Q4
4 quarters
IWM icon
15
PUT
iShares Russell 2000 ETF
IWM
$78.3B
$922K 0.42%
197,800
+25,500
+15% +$5.76M
2020 Q4
4 quarters
CTEV icon
16
Claritev Corp
CTEV
$412M
$709K 0.32%
4,003
-575
-13% -$102K
2020 Q4
4 quarters
RDUS icon
17
DELISTED
Radius Health, Inc.
RDUS
$350K 0.16%
50,532
-35,500
-41% -$521K
2020 Q4
4 quarters
EHTH icon
18
eHealth
EHTH
$21.1M
$248K 0.11%
9,737
– –
2020 Q3
5 quarters
LVLU icon
19
Lulu's Fashion Lounge
LVLU
$37.2M
$246K 0.11%
+1,600
New +$293K
2021 Q4
0 quarters
QQQ icon
20
PUT
Invesco QQQ Trust
QQQ
$499B
$189K 0.09%
91,500
+30,300
+50% +$11.7M
2021 Q2
2 quarters
CCV.WS
21
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$98K 0.04%
100,000
– –
2021 Q2
2 quarters
MPLN.WS icon
22
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$96K 0.04%
75,000
– –
2020 Q4
4 quarters
HYG icon
23
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$81K 0.04%
+405,500
New +$35.2M
2021 Q4
0 quarters
SKIL.WS icon
24
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$63K 0.03%
33,332
– –
2021 Q2
2 quarters
DIS icon
25
Walt Disney
DIS
$187B
– –
-15,650
Closed -$2.65M –
1
2

Similar funds

ACM
Athyrium Capital Management New York $8.69M AUM 34.58% 1-Year Est. Return
DA
DSC Advisors Chicago, Illinois $11M AUM 5.88% 1-Year Est. Return
RJTCONH
Raymond James Trust Company of New Hampshire Portsmouth, New Hampshire $12.1M AUM 28.84% 1-Year Est. Return
RVM
RiverVest Venture Management St. Louis, Missouri $6.84M AUM 7.71% 1-Year Est. Return
HSC
Harbor Spring Capital New York $12.3M AUM
JDR
Jay D. Rosenbaum $6.69M AUM 4.68% 1-Year Est. Return
KIM
Kaizen Investment Management Singapore $6.23M AUM
AG
Arctis Global San Juan, Puerto Rico $14.5M AUM 58.16% 1-Year Est. Return

Birch Grove Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Birch Grove Capital held 55 positions worth $221M, up 4.1% from $212M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Birch Grove Capital withdrew a net $128M in Q4 2021, closing 8 positions and reducing 2 holdings. Its most notable exit was iShares Russell 2000 ETF, an estimated $2.71M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 87% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Birch Grove Capital opened a new position in Inotiv worth $12.5M.

  • Birch Grove Capital's largest Q4 2021 buy was Inotiv: 296,097 shares worth $12.5M.
  • Birch Grove Capital added most to O-I Glass in Q4 2021, an estimated $231K increase.
  • Birch Grove Capital's biggest Q4 2021 reduction was Radius Health, Inc., cutting an estimated $521K.
  • Birch Grove Capital fully exited iShares Russell 2000 ETF in Q4 2021, selling an estimated $2.71M.
  • Birch Grove Capital's ten largest holdings make up 62% of its $221M portfolio in Q4 2021.
  • Birch Grove Capital opened 5 new positions and closed 8 in Q4 2021.
  • Birch Grove Capital's portfolio value rose 4.1% quarter-over-quarter to $221M.

Based on Birch Grove Capital's 13F filing for Q4 2021, filed 14 Feb 2022.